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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SAM
126
Secure Asset Management
Michigan
$913K +$875K +48,517 New
MP
127
McDonald Partners
Ohio
$903K
NSIM
128
North Star Investment Management
Illinois
$903K -$45.2K -2,508 -5%
AFC
129
Ares Financial Consulting
California
$898K +$861K +47,730 New
ECM
130
ExodusPoint Capital Management
New York
$893K -$120K -6,644 -12%
Focus Partners Wealth
131
Focus Partners Wealth
Massachusetts
$851K +$476K +26,361 +140%
MCP
132
Mirador Capital Partners
California
$821K -$9.92K -550 -1%
BPA
133
Beacon Pointe Advisors
California
$799K +$176K +9,750 +30%
Corient Private Wealth
134
Corient Private Wealth
Florida
$774K -$197K -10,945 -21%
SCA
135
SMH Capital Advisors
Texas
$773K +$9.02K +500 +1%
T. Rowe Price Associates
136
T. Rowe Price Associates
Maryland
$767K +$46.8K +2,594 +7%
CCA
137
Catalyst Capital Advisors
New York
$763K +$732K +40,565 New
P
138
&Partners
Tennessee
$758K +$66.8K +3,703 +10%
SF
139
Summit Financial
New Jersey
$758K -$9.62K -533 -1%
EGA
140
Eagle Global Advisors
Texas
$746K +$153K +8,465 +27%
RIA
141
Rhodes Investment Advisors
Texas
$740K +$709K +39,300 New
AWM
142
Accel Wealth Management
Iowa
$735K +$111K +6,152 +19%
MM
143
MQS Management
New York
$727K +$697K +38,650 New
AIM
144
Access Investment Management
Georgia
$722K
DWM
145
Dakota Wealth Management
Florida
$712K -$16K -885 -2%
BI
146
Bramshill Investments
Florida
$704K +$4.55K +252 +0.7%
US Bancorp
147
US Bancorp
Minnesota
$700K -$77.4K -4,288 -10%
YIH
148
Y-Intercept (HK)
Hong Kong
$687K -$292K -16,191 -31%
WA
149
Whipplewood Advisors
Colorado
$669K +$365K +20,236 +132%
SIA
150
Sit Investment Associates
Minnesota
$659K