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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
HWAM
126
Hennion & Walsh Asset Management
New Jersey
$673K -$916K -51,733 -58%
Point72 Asset Management
127
Point72 Asset Management
Connecticut
$664K +$259K +14,648 +68%
Creative Planning
128
Creative Planning
Kansas
$660K -$309K -17,426 -33%
CAU
129
Caxton Associates (UK)
$627K +$608K +34,323 New
Wealth Enhancement Advisory Services
130
Wealth Enhancement Advisory Services
Minnesota
$610K -$957 -54 -0.2%
CIA
131
Concurrent Investment Advisors
Florida
$603K +$77.9K +4,396 +15%
AP
132
Americana Partners
Texas
$590K +$571K +32,250 New
Kovitz Investment Group Partners
133
Kovitz Investment Group Partners
Illinois
$581K +$60.7K +3,427 +12%
BPA
134
Beacon Pointe Advisors
California
$580K +$313K +17,668 +126%
GC
135
Guggenheim Capital
Illinois
$573K +$29.5K +1,663 +6%
1IA
136
1620 Investment Advisors
Massachusetts
$573K -$2.27K -128 -0.4%
MM
137
MQS Management
New York
$571K +$553K +31,240 New
ProShare Advisors
138
ProShare Advisors
Maryland
$556K +$7.99K +451 +2%
FFWM
139
Future Financial Wealth Management
Ohio
$555K -$3.1K -175 -0.6%
OAM
140
Oxford Asset Management
United Kingdom
$555K +$537K +30,338 New
ASN
141
Advisory Services Network
Georgia
$554K -$356K -20,108 -40%
Truist Financial
142
Truist Financial
North Carolina
$550K -$32.3K -1,821 -6%
BWP
143
Balboa Wealth Partners
Arizona
$547K +$26.6K +1,500 +5%
Cerity Partners
144
Cerity Partners
New York
$547K +$24.2K +1,365 +5%
P
145
&Partners
Tennessee
$546K -$13.8K -777 -3%
FNBOMD
146
First National Bank of Mount Dora
Florida
$535K
AGP
147
Autumn Glory Partners
Texas
$530K
AWM
148
AE Wealth Management
Kansas
$519K +$40.8K +2,305 +9%
DI
149
Diligent Investors
California
$512K +$62.4K +3,522 +14%
DFCM
150
Dark Forest Capital Management
Puerto Rico
$495K -$65.4K -3,694 -12%