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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIC
101
Archer Investment Corporation
Indiana
$478K
Cetera Investment Advisers
102
Cetera Investment Advisers
Illinois
$463K +$537K +34,347 New
ASN
103
Advisory Services Network
Georgia
$450K +$18.4K +1,175 +4%
CC
104
Claybrook Capital
Massachusetts
$440K
SIA
105
Sit Investment Associates
Minnesota
$438K
FF
106
FourThought Financial
Florida
$435K -$143K -9,147 -22%
Creative Planning
107
Creative Planning
Kansas
$434K +$69.3K +4,439 +16%
Balyasny Asset Management
108
Balyasny Asset Management
Illinois
$426K +$492K +31,521 New
LC
109
Lindbrook Capital
California
$422K
BA
110
Bristlecone Advisors
Washington
$420K +$98.4K +6,299 +25%
GTCM
111
Gyon Technologies Capital Management
New Jersey
$420K +$486K +31,104 New
KA
112
Kovack Advisors
Florida
$405K +$40.6K +2,598 +9%
Mirae Asset Global Investments
113
Mirae Asset Global Investments
South Korea
$401K -$68.6K -4,391 -13%
GIM
114
Greenwich Investment Management
Connecticut
$398K -$1.95K -125 -0.4%
FNBOMD
115
First National Bank of Mount Dora
Florida
$395K
EFS
116
Essex Financial Services
Connecticut
$382K +$127K +8,145 +40%
GWM
117
Geneos Wealth Management
Colorado
$380K +$18.8K +1,203 +5%
HT
118
Heritage Trust
Oklahoma
$378K +$437K +28,000 New
PCM
119
Prelude Capital Management
New York
$365K +$38.3K +2,451 +10%
Jane Street
120
Jane Street
New York
$362K +$420K +26,861 New
LNWWM
121
Laird Norton Wetherby Wealth Management
California
$356K +$206K +13,200 +100%
Allianz Asset Management
122
Allianz Asset Management
Germany
$355K -$108K -6,940 -21%
WP
123
WealthSource Partners
California
$350K
AWA
124
Arkadios Wealth Advisors
Georgia
$349K -$142K -9,114 -26%
AI
125
Accredited Investors
Minnesota
$337K +$391K +25,000 New