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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
101
Allianz Asset Management
Germany
$492K +$476K +30,708 New
TA
102
Tectonic Advisors
Texas
$486K +$118K +7,616 +33%
Envestnet Asset Management
103
Envestnet Asset Management
Illinois
$485K -$14.8K -955 -3%
FNBOMD
104
First National Bank of Mount Dora
Florida
$469K +$218K +14,056 +93%
Cerity Partners
105
Cerity Partners
New York
$464K -$93.1K -6,004 -17%
Creative Planning
106
Creative Planning
Kansas
$457K +$61.3K +3,954 +16%
NSIM
107
North Star Investment Management
Illinois
$444K -$38.1K -2,457 -8%
ACM
108
Ascendant Capital Management
California
$441K +$426K +27,500 New
GWM
109
Geneos Wealth Management
Colorado
$429K +$11.9K +769 +3%
SIA
110
Sit Investment Associates
Minnesota
$428K
VEA
111
Virtus ETF Advisers
New York
$415K -$36K -2,324 -8%
OPA
112
Old Port Advisors
Maine
$408K -$46K -2,966 -10%
WP
113
WealthSource Partners
California
$407K +$6.36K +410 +2%
CA
114
Continuum Advisory
Idaho
$394K +$43.4K +2,801 +14%
RJFSA
115
Raymond James Financial Services Advisors
Florida
$387K +$33K +2,125 +10%
KAS
116
Kestra Advisory Services
Texas
$386K -$29.7K -1,916 -7%
CWM
117
Centric Wealth Management
Illinois
$385K -$93K -6,000 -20%
KA
118
Kovack Advisors
Florida
$385K +$12.1K +783 +3%
GT
119
Glenview Trust
Kentucky
$377K +$364K +23,500 New
SG Americas Securities
120
SG Americas Securities
New York
$370K +$50.3K +3,243 +16%
SCM
121
Shelton Capital Management
Colorado
$360K +$88.4K +5,700 +34%
Barclays
122
Barclays
United Kingdom
$337K -$1.36M -87,626 -81%
Group One Trading
123
Group One Trading
Illinois
$316K +$131K +8,469 +75%
FNT
124
First National Trust
Pennsylvania
$315K +$109K +7,001 +55%
FFA
125
Founders Financial Alliance
North Carolina
$305K +$6.39K +412 +2%