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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
76
Raymond James Financial Services Advisors
Florida
$1.62M +$295K +16,617 +23%
SWP
77
Significant Wealth Partners
Illinois
$1.6M +$1.01M +57,059 +192%
Invesco
78
Invesco
Georgia
$1.53M -$135K -7,590 -8%
CNFG
79
Creegan & Nassoura Financial Group
New Hampshire
$1.52M
HF
80
HRT Financial
New York
$1.49M -$502K -28,264 -26%
IAIM
81
International Assets Investment Management
Florida
$1.46M -$6.21K -350 -0.4%
N
82
Natixis
France
$1.41M +$229K +12,878 +20%
SW
83
SVB Wealth
Massachusetts
$1.37M +$134K +7,569 +11%
SPIA
84
Steward Partners Investment Advisory
New York
$1.33M +$31.5K +1,776 +3%
TI
85
Trexquant Investment
Connecticut
$1.26M +$709K +39,937 +141%
HighTower Advisors
86
HighTower Advisors
Illinois
$1.21M +$155K +8,747 +15%
TI
87
Tidal Investments
Wisconsin
$1.16M +$66.9K +3,768 +6%
NGA
88
Naples Global Advisors
Florida
$1.16M -$1.77K -100 -0.2%
JF
89
Jump Financial
Illinois
$1.1M -$1.88M -105,995 -64%
SSA
90
Schonfeld Strategic Advisors
New York
$1.03M -$1.67M -94,200 -63%
AWA
91
Arkadios Wealth Advisors
Georgia
$1.01M +$2.86K +161 +0.3%
SHGA
92
Sand Hill Global Advisors
California
$1M
IWM
93
IHT Wealth Management
Illinois
$966K +$114K +6,446 +14%
AWC
94
Abundance Wealth Counselors
Pennsylvania
$941K +$66.6K +3,750 +8%
IFG
95
Independent Financial Group
California
$912K -$2.74M -154,322 -76%
MP
96
McDonald Partners
Ohio
$886K
NSIM
97
North Star Investment Management
Illinois
$879K +$129K +7,239 +18%
AA
98
ALPS Advisors
Colorado
$863K +$136K +7,650 +20%
US Bancorp
99
US Bancorp
Minnesota
$839K +$91.2K +5,134 +13%
EFS
100
Essex Financial Services
Connecticut
$824K +$3.64K +205 +0.5%