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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PI
26
Putnam Investments
Massachusetts
$4.89M -$727K -49,550 -13%
Stifel Financial
27
Stifel Financial
Missouri
$4.87M +$2.11M +143,715 +81%
MHI
28
Miller Howard Investments
New York
$4.67M
GHAM
29
Gilman Hill Asset Management
Connecticut
$4.63M -$1.22M -83,176 -21%
Two Sigma Advisers
30
Two Sigma Advisers
New York
$4.34M -$814K -55,544 -16%
Invesco
31
Invesco
Georgia
$4.2M -$224K -15,283 -5%
CIP
32
Chartwell Investment Partners
Pennsylvania
$3.95M -$671K -45,744 -15%
BCA
33
Benchmark Capital Advisors
New York
$3.82M -$82.9K -5,656 -2%
MCM
34
McKinley Capital Management
Alaska
$3.72M +$408K +27,819 +13%
WWM
35
Willingdon Wealth Management
North Carolina
$3.21M +$470K +32,022 +18%
Deutsche Bank
36
Deutsche Bank
Germany
$3.16M +$198K +13,487 +7%
TAM
37
Trillium Asset Management
Massachusetts
$3.12M +$988K +67,364 +48%
YMRC
38
Yorktown Management & Research Company
Virginia
$2.88M -$3.81M -260,000 -58%
Legal & General Group
39
Legal & General Group
United Kingdom
$2.76M +$206K +14,021 +8%
PPA
40
Parametric Portfolio Associates
Washington
$2.71M +$428K +29,223 +19%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$2.46M +$109K +7,438 +5%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$1.99M +$1.05M +71,400 +119%
PCM
43
Polaris Capital Management
Massachusetts
$1.98M +$39.3K +2,677 +2%
ERSOT
44
Employees Retirement System of Texas
Texas
$1.77M +$35.1K +2,393 +2%
GA
45
Geneva Advisors
Illinois
$1.68M +$802K +54,674 +97%
AM
46
Ares Management
California
$1.53M
EAM
47
Eventide Asset Management
Massachusetts
$1.51M -$88K -6,000 -6%
Nuveen Fund Advisors
48
Nuveen Fund Advisors
Illinois
$1.49M +$157K +10,726 +12%
Northern Trust
49
Northern Trust
Illinois
$1.45M +$783K +53,428 +127%
Goldman Sachs
50
Goldman Sachs
New York
$1.34M -$470K -32,086 -27%