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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
301
Baird Financial Group
Wisconsin
– -$447K -24,216 Closed
Capstone Investment Advisors
302
Capstone Investment Advisors
New York
– -$317K -17,163 Closed
FFP
303
FourThought Financial Partners
Florida
– -$306K -16,604 Closed
AIM
304
Aigen Investment Management
New York
– -$284K -15,372 Closed
CW
305
CreativeOne Wealth
Kansas
– -$257K -13,950 Closed
MA
306
Mutual Advisors
Nebraska
– -$256K -13,884 Closed
Susquehanna International Group
307
Susquehanna International Group
Pennsylvania
– -$229K -11,901 Closed
DFCM
308
Dark Forest Capital Management
Puerto Rico
– -$216K -11,709 Closed
Point72 Asset Management
309
Point72 Asset Management
Connecticut
– -$192K -10,400 Closed
First Manhattan
310
First Manhattan
New York
– -$107K -5,825 Closed
OCM
311
Orion Capital Management
California
– -$73.8K -4,000 Closed
Citigroup
312
Citigroup
New York
– -$47.6K -2,580 Closed
FCAS
313
First Command Advisory Services
Texas
– -$19.8K -1,075 Closed
PHK
314
Point72 Hong Kong
Hong Kong
– -$15K -813 Closed
CWAF
315
Core Wealth Advisors (Florida)
Florida
– -$11.9K -645 Closed
National Bank of Canada
316
National Bank of Canada
Quebec, Canada
– -$5.96K -300 Closed
OPTFSNA
317
Old Point Trust & Financial Services N A
Virginia
– -$4.61K -250 Closed
CIA
318
Cape Investment Advisory
Georgia
– -$2.49K -135 Closed
HGERS
319
Householder Group Estate & Retirement Specialist
Arizona
– -$627 -34 Closed
PD
320
Point72 (DIFC)
United Arab Emirates
– -$590 -32 Closed
CA
321
CoreCap Advisors
Michigan
– -$522 -28 Closed
FGAM
322
Financial Gravity Asset Management
Texas
– -$66 -4 Closed
Fidelity Investments
323
Fidelity Investments
Massachusetts
– -$37 -2 Closed