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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Victory Capital Management
276
Victory Capital Management
Texas
-$189K -14,296 Closed
BFM
277
Boothbay Fund Management
New York
-$169K -12,776 Closed
SWP
278
Stratos Wealth Partners
Ohio
-$143K -10,790 Closed
UCFA
279
United Capital Financial Advisors
Texas
-$137K -10,384 Closed
SBIA
280
Sheaff Brock Investment Advisors
Indiana
-$135K -10,216 Closed
Jane Street
281
Jane Street
New York
-$134K -10,107 Closed
BLC
282
Brown, Lisle/Cummings
Rhode Island
-$70.1K -5,300 Closed
HNWAG
283
High Net Worth Advisory Group
Florida
-$52.9K -4,000 Closed
CAS
284
Coppell Advisory Solutions
Texas
-$41.8K -3,159 Closed
CASC
285
Coppell Advisory Solutions Corp
Texas
-$41.8K -3,159 Closed
MCC
286
Money Concepts Capital
Florida
-$38.1K -2,883 Closed
WOSD
287
WFA of San Diego
California
-$29.1K -2,200 Closed
CS
288
Comerica Securities
Michigan
-$19K -1,436 Closed
AWM
289
Accurate Wealth Management
Florida
-$16K -1,200 Closed
AWM
290
Atticus Wealth Management
Florida
-$14.3K -1,081 Closed
Point72 Asset Management
291
Point72 Asset Management
Connecticut
-$10.6K -800 Closed
AF
292
Allworth Financial
California
-$9.3K -704 Closed
CHC
293
City Holding Co
West Virginia
-$8.61K -651 Closed
SSB
294
Sandy Spring Bank
Maryland
-$5.95K -450 Closed
FWA
295
Freedom Wealth Alliance
Wisconsin
-$3.97K -300 Closed
RBC
296
Romano Brothers & Co
Illinois
-$2.64K -200 Closed
Fidelity Investments
297
Fidelity Investments
Massachusetts
-$27 -2 Closed
HGERS
298
Householder Group Estate & Retirement Specialist
Arizona
+$475 +34 New