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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$171K +$3.94K +500 +2%
ARC
27
Advisor Resource Council
Texas
$139K -$1.84M -232,706 -93%
WS
28
Wedbush Securities
California
$122K +$8.21K +1,040 +7%
BCA
29
Bay Colony Advisors
Massachusetts
$116K +$2.94K +372 +3%
HIC
30
Hartline Investment Corp
Illinois
$116K +$120K +15,201 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$98K +$5.21K +660 +5%
HighTower Advisors
32
HighTower Advisors
Illinois
$90K -$21.4K -2,715 -17%
CA
33
CoreCap Advisors
Michigan
$42.8K +$44.1K +5,592 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$10.8K
Bank of America
35
Bank of America
North Carolina
$10.1K +$3.66K +464 +55%
Wells Fargo
36
Wells Fargo
California
$7.91K -$30.4K -3,856 -79%
Bessemer Group
37
Bessemer Group
New Jersey
$3K -$110 -14 -4%
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$3K
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$2.6K
IFAM
40
Institutional & Family Asset Management
Colorado
$1.08K
Truist Financial
41
Truist Financial
North Carolina
-$229K -29,076 Closed
MC
42
Moors & Cabot
Massachusetts
-$78.6K -10,000 Closed
ASN
43
Advisory Services Network
Georgia
-$51K -6,487 Closed
CT
44
Caldwell Trust
Florida
-$23.6K -3,000 Closed
GWM
45
Geneos Wealth Management
Colorado
-$19.6K -2,500 Closed