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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
EP
26
Eudaimonia Partners
Tennessee
$49K +$1.3K +183 +3%
NFSG
27
Newbridge Financial Services Group
Florida
$29K +$6.97K +980 +34%
RG
28
Retirement Group
California
$27K +$825 +116 +3%
SPIA
29
Steward Partners Investment Advisory
New York
$14.6K +$6.39K +899 +90%
AF
30
Allworth Financial
California
$13K +$11.7K +1,647 New
Bank of America
31
Bank of America
North Carolina
$10K +$4.75K +668 +114%
PGAM
32
Princeton Global Asset Management
New Jersey
$8K
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$8K +$7.11K +1,000 New
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$7K +$199 +28 +3%
SWM
35
Spire Wealth Management
Virginia
$6K +$5.13K +721 New
Citigroup
36
Citigroup
New York
$3K
UBS Group
37
UBS Group
Switzerland
$2K -$4.78K -673 -69%
IFAM
38
Institutional & Family Asset Management
Colorado
$2K
HI
39
Harbour Investments
Wisconsin
$1K +$1.23K +173 New
RCM
40
Rivernorth Capital Management
Florida
-$3.7M -566,457 Closed
Millennium Management
41
Millennium Management
New York
-$531K -81,270 Closed
AA
42
AQR Arbitrage
Connecticut
-$292K -44,654 Closed
DA
43
DCM Advisors
New York
-$202K -30,900 Closed
CWM
44
CCG Wealth Management
California
-$138K -21,091 Closed
CAN
45
Cetera Advisor Networks
California
-$79K -12,111 Closed
CFA
46
Carroll Financial Associates
North Carolina
-$2K -352 Closed