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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
26
Advisory Services Network
Georgia
$86K +$3.96K +662 +5%
CAN
27
Cetera Advisor Networks
California
$79K
Citadel Advisors
28
Citadel Advisors
Florida
$75K +$68.3K +11,424 New
MC
29
Moors & Cabot
Massachusetts
$64K +$59.8K +10,000 New
EP
30
Eudaimonia Partners
Tennessee
$41K +$15.4K +2,576 +71%
RG
31
Retirement Group
California
$22K +$872 +146 +4%
NFSG
32
Newbridge Financial Services Group
Florida
$19K
PGAM
33
Princeton Global Asset Management
New Jersey
$7K
SPIA
34
Steward Partners Investment Advisory
New York
$7K
UBS Group
35
UBS Group
Switzerland
$6K -$5.71K -956 -49%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$6K +$5.7K +954 New
Bank of America
37
Bank of America
North Carolina
$4K
Citigroup
38
Citigroup
New York
$3K
CFA
39
Carroll Financial Associates
North Carolina
$2K
IFAM
40
Institutional & Family Asset Management
Colorado
$2K
BFM
41
Boothbay Fund Management
New York
-$365K -58,920 Closed
RJFSA
42
Raymond James Financial Services Advisors
Florida
-$156K -25,212 Closed
COLIM
43
City of London Investment Management
United Kingdom
-$148K -23,950 Closed
MML Investors Services
44
MML Investors Services
Massachusetts
-$86K -13,854 Closed
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
-$68K -10,986 Closed
FHA
46
Flagship Harbor Advisors
Massachusetts
-$18K -3,064 Closed
DI
47
Disciplined Investments
Oklahoma
-$3K -518 Closed
Fidelity Investments
48
Fidelity Investments
Massachusetts
+$6 +1 New