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HGLB

Highland Global Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
26
Advisory Services Network
Georgia
$44K
IFAM
27
Institutional & Family Asset Management
Colorado
$40K +$1.26K +135 +3%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$33K +$33.2K +3,549 New
FHA
29
Flagship Harbor Advisors
Massachusetts
$29K
RG
30
Retirement Group
California
$27K +$27.4K +2,938 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$23K -$31.6K -3,378 -58%
SPIA
32
Steward Partners Investment Advisory
New York
$17K -$149K -15,928 -89%
Citigroup
33
Citigroup
New York
$7K
Bank of America
34
Bank of America
North Carolina
$5K -$67.9K -7,271 -94%
SFS
35
Sowell Financial Services
Arkansas
$4K +$3.96K +424 New
LWA
36
Lenox Wealth Advisors
New York
$4K +$4.27K +457 New
CFA
37
Carroll Financial Associates
North Carolina
$3K
GSBTD
38
Glenview State Bank Trust Department
Illinois
-$366K -35,661 Closed
FAAS
39
First Allied Advisory Services
California
-$174K -16,929 Closed
FIA
40
FNY Investment Advisers
New York
-$90K -8,800 Closed
GWM
41
Geneos Wealth Management
Colorado
-$36K -3,558 Closed
TFS
42
TrustCore Financial Services
Tennessee
-$2K -155 Closed
Fidelity Investments
43
Fidelity Investments
Massachusetts
+$9 +1 New
PA
44
PSI Advisors
Florida
+$290 +31 New