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First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
176
Clearstead Advisors
Ohio
$12.8K – – –
AIP
177
Ameritas Investment Partners
Nebraska
$10.9K – – –
BAM
178
Bellevue Asset Management
Washington
$10.3K – – –
PBK
179
Peoples Bank (Kansas)
Kansas
$7.45K – – –
ADL
180
Asset Dedication LLC
California
$7K – – –
NSIM
181
North Star Investment Management
Illinois
$6.76K +$6.26K +59 New
SRCM
182
Signature Resources Capital Management
California
$6.49K – – –
RWPA
183
Richard W. Paul & Associates
Michigan
$5.78K -$3.61K -34 -40%
YAL
184
Your Advocates Ltd
Texas
$5.62K – – –
ACM
185
Anfield Capital Management
California
$4.81K +$4.46K +42 New
FRA
186
Front Row Advisors
California
$4.58K – – –
PP
187
PFS Partners
New Jersey
$3.33K +$3.08K +29 New
CAM
188
Creekmur Asset Management
Illinois
$2.32K -$2.97K -28 -58%
AIC
189
Archer Investment Corporation
Indiana
$2.32K – – –
MA
190
MCF Advisors
Kentucky
$2.29K – – –
AGWCA
191
Annis Gardner Whiting Capital Advisors
Florida
$1.26K +$1.17K +11 New
CAM
192
Concorde Asset Management
Michigan
– -$6.31M -60,216 Closed
Susquehanna International Group
193
Susquehanna International Group
Pennsylvania
– -$5.05M -48,189 Closed
SIM
194
Seaview Investment Managers
Florida
– -$2.33M -22,276 Closed
BHB
195
Bank Hapoalim BM
Israel
– -$691K -6,600 Closed
Jane Street
196
Jane Street
New York
– -$550K -5,257 Closed
MOS
197
MGO One Seven
Ohio
– -$378K -3,607 Closed
FFN
198
Focus Financial Network
Minnesota
– -$368K -3,516 Closed
GIA
199
Gladstone Institutional Advisory
Florida
– -$333K -3,176 Closed
SOS
200
Silver Oak Securities
Tennessee
– -$303K -2,894 Closed