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First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AIC
176
Archer Investment Corporation
Indiana
$2.27K – – –
MA
177
MCF Advisors
Kentucky
$1.88K – – –
TFGT
178
TS Financial Group (TSFG)
Illinois
$1K – – –
AF
179
Advisornet Financial
Minnesota
$282 +$303 +3 New
AWM
180
Avior Wealth Management
Nebraska
$281 – – –
MTWSIF
181
Mivtachim The Workers Social Insurance Fund
Israel
– -$44.4M -422,220 Closed
3F
182
360 Financial
Minnesota
– -$7.42M -70,627 Closed
AG
183
Ascent Group
Virginia
– -$1.72M -16,974 Closed
SI
184
Stephens Inc
Arkansas
– -$935K -8,897 Closed
BCM
185
Barometer Capital Management
Ontario, Canada
– -$890K -8,470 Closed
PP
186
Prudential plc
United Kingdom
– -$715K -6,800 Closed
CIBC World Market
187
CIBC World Market
Ontario, Canada
– -$705K -6,702 Closed
Goldman Sachs
188
Goldman Sachs
New York
– -$653K -6,212 Closed
BCMIO
189
Beacon Capital Management Inc (Ohio)
Ohio
– -$526K -5,000 Closed
GCC
190
Guardian Capital (Canada)
Ontario, Canada
– -$481K -4,572 Closed
VWA
191
V Wealth Advisors
Kansas
– -$389K -3,700 Closed
AAS
192
Avantax Advisory Services
Texas
– -$277K -2,637 Closed
CA
193
Cambridge Advisors
Nebraska
– -$222K -2,114 Closed
NP
194
Nilsine Partners
Colorado
– -$215K -2,045 Closed
Corient Private Wealth
195
Corient Private Wealth
Florida
– -$213K -2,031 Closed
GDP
196
Great Diamond Partners
Maine
– -$213K -2,025 Closed
MA
197
MJP Associates
Connecticut
– -$211K -2,009 Closed
SS
198
Simplicity Solutions
Minnesota
– -$210K -2,000 Closed
AO
199
Advisor OS
Illinois
– -$210K -1,997 Closed
HH
200
Hilltop Holdings
Texas
– -$202K -1,920 Closed