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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
151
Concentrum Wealth Management
California
– -$2.42M -32,126 Closed
FFN
152
Focus Financial Network
Minnesota
– -$1.76M -23,413 Closed
BCM
153
Barometer Capital Management
Ontario, Canada
– -$474K -6,300 Closed
HGERS
154
Householder Group Estate & Retirement Specialist
Arizona
– -$381K -5,074 Closed
WWM
155
Western Wealth Management
Colorado
– -$366K -4,845 Closed
MAP
156
Milestone Advisory Partners
North Carolina
– -$305K -4,056 Closed
CAG
157
Csenge Advisory Group
Florida
– -$272K -3,611 Closed
IAIM
158
International Assets Investment Management
Florida
– -$267K -3,543 Closed
SOS
159
Silver Oak Securities
Tennessee
– -$295K -3,141 Closed
D
160
Diversified
Delaware
– -$220K -2,927 Closed
M
161
MOTCO
Texas
– -$59K -788 Closed
GWSG
162
GPS Wealth Strategies Group
Colorado
– -$23K -300 Closed
MA
163
MUFG Americas
New York
– -$16K -216 Closed
PB
164
Pinnacle Bancorp
Nebraska
– -$10K -135 Closed
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