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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

Name Holding Trade Value Shares
Change 		Change in
Stake
OC
501
Oakworth Capital
Alabama
$19.5K +$19.8K +119 New
SWM
502
SHP Wealth Management
Massachusetts
$18.6K +$18.9K +114 New
CA
503
Clearstead Advisors
Ohio
$17.7K – – –
FFO
504
Fortitude Family Office
Arizona
$17K – – –
MWM
505
Mascoma Wealth Management
New Hampshire
$16.2K – – –
EWA
506
EverSource Wealth Advisors
Alabama
$15.9K – – –
SIC
507
SJS Investment Consulting
Ohio
$14.7K +$15K +90 New
BAM
508
Bellevue Asset Management
Washington
$14.7K – – –
SAM
509
Smartleaf Asset Management
Massachusetts
$14.7K -$665 -4 -4%
SIS
510
Sound Income Strategies
Florida
$13.5K +$3.32K +20 +33%
CI
511
CX Institutional
Indiana
$13K – – –
OWP
512
ORG Wealth Partners
Texas
$11.8K -$45.4K -273 -79%
SGFG
513
Silver Grove Financial Group
New York
$11.5K +$11.6K +70 New
AIC
514
Archer Investment Corporation
Indiana
$10.7K – – –
FFL
515
Financial Freedom LLC
Ohio
$10.4K +$10.6K +64 New
AFC
516
Ares Financial Consulting
California
$10.3K – – –
SRCM
517
Signature Resources Capital Management
California
$10.3K – – –
ECA
518
Elevated Capital Advisors
Utah
$9.65K – – –
PUI
519
Purpose Unlimited Inc
$9.32K – – –
RF
520
Roxbury Financial
New Jersey
$9.02K – – –
YAL
521
Your Advocates Ltd
Texas
$8.02K – – –
FRA
522
Front Row Advisors
California
$7.2K – – –
DFA
523
DHJJ Financial Advisors
Illinois
$5.07K – – –
PFBT
524
Parkside Financial Bank & Trust
Missouri
$4.91K +$4.99K +30 New
TCA
525
Trifecta Capital Advisors
Illinois
$4.91K +$4.99K +30 New
19 20
21
22 23