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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

Name Holding Trade Value Shares
Change 		Change in
Stake
HGERS
276
Householder Group Estate & Retirement Specialist
Arizona
$8K -$20.9K -168 -70%
PBK
277
Peoples Bank (Kansas)
Kansas
$7.76K – – –
AIC
278
Archer Investment Corporation
Indiana
$7.74K -$498 -4 -6%
ADL
279
Asset Dedication LLC
California
$7.52K – – –
SRCM
280
Signature Resources Capital Management
California
$7.47K +$124 +1 +2%
KIM
281
Kestra Investment Management
Texas
$7.28K +$7.59K +61 New
FWM
282
FSA Wealth Management
Massachusetts
$6.79K – – –
YAL
283
Your Advocates Ltd
Texas
$5.85K – – –
ACM
284
Anfield Capital Management
California
$5.01K – – –
TFGT
285
TS Financial Group (TSFG)
Illinois
$5K – – –
PP
286
PFS Partners
New Jersey
$4.7K – – –
RWPA
287
Richard W. Paul & Associates
Michigan
$3.46K -$747 -6 -17%
MCM
288
MAI Capital Management
Ohio
$2.75K +$2.86K +23 New
MA
289
MCF Advisors
Kentucky
$2.39K – – –
QCG
290
Quadrant Capital Group
Ohio
$955 – – –
HCM
291
Hollencrest Capital Management
California
$955 +$996 +8 New
NS
292
NBC Securities
Alabama
$426 -$477K -3,836 -100%
SS
293
SBI Securities
Japan
$239 +$249 +2 New
IWM
294
IMG Wealth Management
Florida
$119 +$124 +1 New
WA
295
Waverly Advisors
Alabama
– -$1.97M -15,514 Closed
GCC
296
Guardian Capital (Canada)
Ontario, Canada
– -$1.87M -14,726 Closed
KC
297
Kepos Capital
New York
– -$1.17M -9,170 Closed
GM
298
GeoWealth Management
Illinois
– -$999K -7,847 Closed
FSA
299
Financial Services Advisory
Maryland
– -$892K -7,012 Closed
VAMG
300
Voisard Asset Management Group
Michigan
– -$553K -6,010 Closed
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