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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
AIG
26
American International Group
New York
$8.45K -$7.3K -710 -47%
DADC
27
D.A. Davidson & Co
Montana
$8K +$514 +50 +6%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$7K
PMFA
29
Plante Moran Financial Advisors
Michigan
$5K
BBHC
30
Brown Brothers Harriman & Co
New York
$4K
Creative Planning
31
Creative Planning
Kansas
$3K -$679 -66 -18%
BRWA
32
B. Riley Wealth Advisors
Florida
$3K +$3.12K +303 New
MFS
33
MSI Financial Services
Massachusetts
$2K
WTC
34
WhitTier Trust Company
Nevada
$2K
NPC
35
National Planning Corporation
California
$1.39K +$1.39K +135 New
MPWT
36
MassMutual Private Wealth & Trust
Connecticut
$1.04K
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$1K -$720 -70 -41%
FNBT
38
FineMark National Bank & Trust
Florida
$1K
MSFP
39
Mark Sheptoff Financial Planning
Connecticut
$1K
FWM
40
Focused Wealth Management
New York
$1K +$689 +67 New
TRCT
41
Tower Research Capital (TRC)
New York
$1K +$771 +75 New
PFG
42
Piershale Financial Group
Illinois
$1K +$802 +78 New
M
43
MOTCO
Texas
$1K +$833 +81 New
KIM
44
Karpus Investment Management
New York
-$4.05M -395,511 Closed
FIMG
45
Financial & Investment Management Group
Michigan
-$747K -72,981 Closed
DA
46
Doliver Advisors
Texas
-$162K -15,788 Closed
SFS
47
Shaker Financial Services
Virginia
-$135K -13,218 Closed
WAM
48
Wolverine Asset Management
Illinois
-$64K -6,343 Closed
Ameriprise
49
Ameriprise
Minnesota
-$18K -1,779 Closed
BAM
50
Barrett Asset Management
New York
-$5K -490 Closed