GF

New Germany Fund
GF

Overview Fund Activity

35 hedge funds and large institutions have $154M invested in New Germany Fund in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.79%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
5
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCI
1
Uncommon Cents Investing
Wisconsin
$4.49M
2
COLIM
2
City of London Investment Management
United Kingdom
$3.48M
3
ACM
3
AlphaStar Capital Management
North Carolina
$405K
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.94M
5
CIBC World Market
5
CIBC World Market
Ontario, Canada
$223K

Top Sellers

1
SI
1
SII Investments
Wisconsin
$0
2
Lazard Asset Management
2
Lazard Asset Management
New York
$49M
3
KIM
3
Karpus Investment Management
New York
$14M
4
CRC
4
Curi RMB Capital
Illinois
$0
5
ClearBridge Investments
5
ClearBridge Investments
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$49M 2,517,392 -37,200 -1%
Wells Fargo
2
Wells Fargo
California
$39.2M 2,018,968 +10,263 +0.5%
1CP
3
1607 Capital Partners
Virginia
$21.7M 1,114,150 -1,590 -0.1%
KIM
4
Karpus Investment Management
New York
$14M 721,448 -17,514 -2%
GF
5
Gabelli Funds
New York
$4.94M 254,011 – –
UCI
6
Uncommon Cents Investing
Wisconsin
$4.49M 230,685 +230,685 New
SFS
7
Shaker Financial Services
Virginia
$3.64M 187,448 -4,261 -2%
COLIM
8
City of London Investment Management
United Kingdom
$3.48M 179,737 +85,419 +91%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$2.94M 151,448 +12,260 +9%
AA
10
Advisory Alpha
Michigan
$2.12M 104,039 -4,378 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.84M 94,409 -5,037 -5%
CA
12
Cornerstone Advisors
North Carolina
$983K 50,556 -1,736 -3%
CL
13
CSS LLC
Illinois
$792K 40,746 – –
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$777K 39,971 +115 +0.3%
Bank of America
15
Bank of America
North Carolina
$603K 31,039 – –
Morgan Stanley
16
Morgan Stanley
New York
$511K 26,245 -2,799 -10%
ACM
17
AlphaStar Capital Management
North Carolina
$405K 20,810 +20,810 New
GI
18
GAMCO Investors
Connecticut
$403K 20,733 – –
RVPG
19
Relative Value Partners Group
$382K 19,646 +2,887 +17%
BC
20
Brinker Capital
Pennsylvania
$308K 15,695 -527 -3%
First Eagle Investment Management
21
First Eagle Investment Management
New York
$266K 13,661 – –
Northern Trust
22
Northern Trust
Illinois
$246K 12,678 – –
SPC
23
Sigma Planning Corp
Michigan
$229K 11,774 – –
CIBC World Market
24
CIBC World Market
Ontario, Canada
$223K 11,489 +11,489 New
UBS Group
25
UBS Group
Switzerland
$98K 5,024 – –
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