GF

New Germany Fund
GF

Overview Fund Activity

41 hedge funds and large institutions have $158M invested in New Germany Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
+8
Holders Change %
+24.24%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
14
Increased
4
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$74.1M
2
WAM
2
Weiss Asset Management
Massachusetts
$1.24M
3
TC
3
TFS Capital
Pennsylvania
$869K
4
WEC
4
Winslow Evans & Crocker
Massachusetts
$771K
5
CL
5
CSS LLC
Illinois
$719K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$10.6M
2
1CP
2
1607 Capital Partners
Virginia
$35.3M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
GFM
4
Gramercy Funds Management
Connecticut
$1.31M
5
SFS
5
Shaker Financial Services
Virginia
$879K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$74.1M 3,716,906 +98,596 +3%
1CP
2
1607 Capital Partners
Virginia
$35.3M 1,772,657 -141,027 -7%
Wells Fargo
3
Wells Fargo
California
$18.4M 925,401 -30,452 -3%
KIM
4
Karpus Investment Management
New York
$10.6M 532,362 -181,094 -25%
SI
5
SII Investments
Wisconsin
$2.84M 142,139 -1,191 -0.8%
GF
6
Gabelli Funds
New York
$2.65M 132,848 – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.21M 110,915 +870 +0.8%
DT
8
Diversified Trust
Tennessee
$1.77M 88,797 – –
GFM
9
Gramercy Funds Management
Connecticut
$1.31M 65,857 -125,875 -66%
WAM
10
Weiss Asset Management
Massachusetts
$1.24M 62,407 +62,407 New
Bank of America
11
Bank of America
North Carolina
$1.14M 57,436 +1,156 +2%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$897K 45,027 -1 -0%
SFS
13
Shaker Financial Services
Virginia
$879K 44,093 -37,226 -46%
TC
14
TFS Capital
Pennsylvania
$869K 43,587 +43,587 New
WEC
15
Winslow Evans & Crocker
Massachusetts
$771K 38,680 +38,680 New
CL
16
CSS LLC
Illinois
$719K 36,101 +36,101 New
Morgan Stanley
17
Morgan Stanley
New York
$322K 16,194 +16,194 New
RVP
18
Relative Value Partners
Illinois
$298K 14,974 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$259K 12,937 +9,023 +231%
ClearBridge Investments
20
ClearBridge Investments
New York
$251K 12,606 – –
Northern Trust
21
Northern Trust
Illinois
$217K 10,900 – –
GI
22
GAMCO Investors
Connecticut
$216K 10,845 – –
LPL Financial
23
LPL Financial
California
$213K 10,668 – –
SG Americas Securities
24
SG Americas Securities
New York
$205K 10,306 +10,306 New
First Eagle Investment Management
25
First Eagle Investment Management
New York
$184K 9,214 – –
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