GF

New Germany Fund
GF

Overview Fund Activity

33 hedge funds and large institutions have $171M invested in New Germany Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
33
Holders Change
-2
Holders Change %
-5.71%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
8
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.81M
2
Wells Fargo
2
Wells Fargo
California
$19.7M
3
WG
3
Winchester Group
New York
$456K
4
DT
4
Diversified Trust
Tennessee
$1.83M
5
US Bancorp
5
US Bancorp
Minnesota
$62K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$39.4M
2
GFM
2
Gramercy Funds Management
Connecticut
$3.95M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$74.5M
4
BI
4
Bulldog Investors
New Jersey
$0
5
RCM
5
Rivernorth Capital Management
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$74.5M 3,618,310 -72,713 -2%
1CP
2
1607 Capital Partners
Virginia
$39.4M 1,913,684 -239,677 -11%
Wells Fargo
3
Wells Fargo
California
$19.7M 955,853 +87,107 +10%
KIM
4
Karpus Investment Management
New York
$14.7M 713,456 -44,265 -6%
GFM
5
Gramercy Funds Management
Connecticut
$3.95M 191,732 -228,454 -54%
SI
6
SII Investments
Wisconsin
$2.95M 143,330 +2,050 +1%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.81M 136,383 +136,383 New
GF
8
Gabelli Funds
New York
$2.74M 132,848 -539 -0.4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.27M 110,045 -9,354 -8%
DT
10
Diversified Trust
Tennessee
$1.83M 88,797 +10,597 +14%
SFS
11
Shaker Financial Services
Virginia
$1.67M 81,319 -29,798 -27%
Bank of America
12
Bank of America
North Carolina
$1.16M 56,280 -523 -0.9%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$927K 45,028 -3,957 -8%
WG
14
Winchester Group
New York
$456K 22,150 +22,150 New
CA
15
Cornerstone Advisors
North Carolina
$374K 18,145 -3,390 -16%
RVP
16
Relative Value Partners
Illinois
$308K 14,974 -1,316 -8%
ClearBridge Investments
17
ClearBridge Investments
New York
$260K 12,606 – –
LPL Financial
18
LPL Financial
California
$229K 10,668 +171 +2%
Northern Trust
19
Northern Trust
Illinois
$224K 10,900 – –
GI
20
GAMCO Investors
Connecticut
$223K 10,845 -44 -0.4%
DA
21
Doliver Advisors
Texas
$222K 10,763 -13,939 -56%
First Eagle Investment Management
22
First Eagle Investment Management
New York
$190K 9,214 – –
AIG
23
American International Group
New York
$143K 6,965 +2,755 +65%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$80K 3,914 +952 +32%
BC
25
Bartlett & Co
Ohio
$65K 3,154 – –
1
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