GF

New Germany Fund
GF

Overview Fund Activity

35 hedge funds and large institutions have $157M invested in New Germany Fund in 2013 Q2 according to their latest regulatory filings, with 35 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
35
Holders Change
+35
Holders Change %
–
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
35
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$64.9M
2
1CP
2
1607 Capital Partners
Virginia
$37.9M
3
Wells Fargo
3
Wells Fargo
California
$15.3M
4
KIM
4
Karpus Investment Management
New York
$13.3M
5
GFM
5
Gramercy Funds Management
Connecticut
$7.4M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$64.9M 3,691,023 +3,691,023 New
1CP
2
1607 Capital Partners
Virginia
$37.9M 2,153,361 +2,153,361 New
Wells Fargo
3
Wells Fargo
California
$15.3M 868,746 +868,746 New
KIM
4
Karpus Investment Management
New York
$13.3M 757,721 +757,721 New
GFM
5
Gramercy Funds Management
Connecticut
$7.4M 420,186 +420,186 New
SI
6
SII Investments
Wisconsin
$2.49M 141,280 +141,280 New
GF
7
Gabelli Funds
New York
$2.35M 133,387 +133,387 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.1M 119,399 +119,399 New
SFS
9
Shaker Financial Services
Virginia
$1.96M 111,117 +111,117 New
DT
10
Diversified Trust
Tennessee
$1.38M 78,200 +78,200 New
BI
11
Bulldog Investors
New Jersey
$1.21M 68,657 +68,657 New
RCM
12
Rivernorth Capital Management
Florida
$1.02M 57,800 +57,800 New
Bank of America
13
Bank of America
North Carolina
$1M 56,803 +56,803 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$862K 48,985 +48,985 New
FAAS
15
First Allied Advisory Services
California
$560K 31,566 +31,566 New
WAM
16
Wolverine Asset Management
Illinois
$546K 31,069 +31,069 New
DA
17
Doliver Advisors
Texas
$435K 24,702 +24,702 New
TC
18
TFS Capital
Pennsylvania
$416K 23,619 +23,619 New
CA
19
Cornerstone Advisors
North Carolina
$379K 21,535 +21,535 New
RVP
20
Relative Value Partners
Illinois
$287K 16,290 +16,290 New
ClearBridge Investments
21
ClearBridge Investments
New York
$222K 12,606 +12,606 New
GI
22
GAMCO Investors
Connecticut
$192K 10,889 +10,889 New
Northern Trust
23
Northern Trust
Illinois
$192K 10,900 +10,900 New
LPL Financial
24
LPL Financial
California
$185K 10,497 +10,497 New
First Eagle Investment Management
25
First Eagle Investment Management
New York
$162K 9,214 +9,214 New
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