GF

New Germany Fund
GF

Overview Fund Activity

37 hedge funds and large institutions have $149M invested in New Germany Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 5 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
-4
Holders Change %
-9.76%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
18
Reduced
5
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$20.9M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.14M
3
SFS
3
Shaker Financial Services
Virginia
$1.53M
4
SI
4
SII Investments
Wisconsin
$3.27M
5
GF
5
Gabelli Funds
New York
$3.2M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$63M
2
TC
2
TFS Capital
Pennsylvania
$0
3
WAM
3
Weiss Asset Management
Massachusetts
$456K
4
1CP
4
1607 Capital Partners
Virginia
$33.9M
5
SG Americas Securities
5
SG Americas Securities
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$63M 3,239,834 -477,072 -13%
1CP
2
1607 Capital Partners
Virginia
$33.9M 1,741,536 -31,121 -2%
Wells Fargo
3
Wells Fargo
California
$20.9M 1,072,783 +147,382 +16%
KIM
4
Karpus Investment Management
New York
$10.9M 561,858 +29,496 +6%
SI
5
SII Investments
Wisconsin
$3.27M 176,757 +34,618 +24%
GF
6
Gabelli Funds
New York
$3.2M 164,361 +31,513 +24%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.17M 111,377 +462 +0.4%
GFM
8
Gramercy Funds Management
Connecticut
$2.14M 110,090 +44,233 +67%
SFS
9
Shaker Financial Services
Virginia
$1.53M 78,355 +34,262 +78%
Bank of America
10
Bank of America
North Carolina
$1.33M 68,351 +10,915 +19%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.11M 57,028 +12,001 +27%
WEC
12
Winslow Evans & Crocker
Massachusetts
$896K 46,036 +7,356 +19%
CL
13
CSS LLC
Illinois
$703K 36,101 – –
WAM
14
Weiss Asset Management
Massachusetts
$456K 23,436 -38,971 -62%
DA
15
Doliver Advisors
Texas
$383K 19,656 +19,656 New
Morgan Stanley
16
Morgan Stanley
New York
$379K 19,487 +3,293 +20%
LPL Financial
17
LPL Financial
California
$271K 13,916 +3,248 +30%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$262K 13,447 +510 +4%
GI
19
GAMCO Investors
Connecticut
$261K 13,417 +2,572 +24%
RVP
20
Relative Value Partners
Illinois
$255K 13,103 -1,871 -12%
ClearBridge Investments
21
ClearBridge Investments
New York
$245K 12,606 – –
Northern Trust
22
Northern Trust
Illinois
$212K 10,900 – –
CIBC World Market
23
CIBC World Market
Ontario, Canada
$203K 10,408 +10,408 New
First Eagle Investment Management
24
First Eagle Investment Management
New York
$179K 9,214 – –
AIG
25
American International Group
New York
$140K 7,201 +236 +3%
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