GF

New Germany Fund
GF

Overview Fund Activity

45 hedge funds and large institutions have $100M invested in New Germany Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
45
Holders Change
+4
Holders Change %
+9.76%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$8.44M
2
Wells Fargo
2
Wells Fargo
California
$30.9M
3
AMI
3
Amica Mutual Insurance
Rhode Island
$811K
4
LCM
4
Landscape Capital Management
New Jersey
$636K
5
CA
5
Cornerstone Advisors
North Carolina
$273K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$27.7M
2
LPL Financial
2
LPL Financial
California
$0
3
Bank of America
3
Bank of America
North Carolina
$430K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.32M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$30.9M 2,362,660 +82,748 +4%
Lazard Asset Management
2
Lazard Asset Management
New York
$27.7M 2,119,001 -536,687 -20%
1CP
3
1607 Capital Partners
Virginia
$14.8M 1,131,524 +12,442 +1%
KIM
4
Karpus Investment Management
New York
$8.44M 645,890 +230,044 +55%
GF
5
Gabelli Funds
New York
$3.14M 240,200 – –
SI
6
SII Investments
Wisconsin
$3.12M 238,505 -1,973 -0.8%
SFS
7
Shaker Financial Services
Virginia
$1.93M 147,521 +7,195 +5%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.6M 122,616 +11,650 +10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.32M 101,109 -6,993 -6%
Citigroup
10
Citigroup
New York
$1.25M 95,385 +2,854 +3%
AMI
11
Amica Mutual Insurance
Rhode Island
$811K 62,073 +61,371 +8,742%
CRC
12
Curi RMB Capital
Illinois
$788K 60,290 +1,783 +3%
LCM
13
Landscape Capital Management
New Jersey
$636K 48,651 +33,898 +230%
CL
14
CSS LLC
Illinois
$578K 44,215 +5,684 +15%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$459K 35,203 +4,080 +13%
Bank of America
16
Bank of America
North Carolina
$430K 32,832 -8,887 -21%
CA
17
Cornerstone Advisors
North Carolina
$273K 20,872 +20,872 New
DA
18
Doliver Advisors
Texas
$268K 20,515 +5,916 +41%
GI
19
GAMCO Investors
Connecticut
$256K 19,606 – –
HighTower Advisors
20
HighTower Advisors
Illinois
$208K 15,876 – –
RVPG
21
Relative Value Partners Group
$203K 15,507 +15,507 New
ClearBridge Investments
22
ClearBridge Investments
New York
$181K 13,825 – –
First Eagle Investment Management
23
First Eagle Investment Management
New York
$169K 12,919 – –
Northern Trust
24
Northern Trust
Illinois
$157K 11,990 -800 -6%
SPC
25
Sigma Planning Corp
Michigan
$146K 11,134 +11,134 New
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