GF

New Germany Fund
GF

Overview Fund Activity

39 hedge funds and large institutions have $110M invested in New Germany Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
6
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$32.2M
2
COLIM
2
City of London Investment Management
United Kingdom
$1.03M
3
LPL Financial
3
LPL Financial
California
$449K
4
LCM
4
Landscape Capital Management
New Jersey
$224K
5
SG Americas Securities
5
SG Americas Securities
New York
$105K

Top Sellers

1
AFWA
1
Ancora Family Wealth Advisors
Ohio
$629K
2
Lazard Asset Management
2
Lazard Asset Management
New York
$42.8M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
AIG
4
American International Group
New York
$40K
5
TAM
5
Tocqueville Asset Management
New York
$679K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$42.8M 2,911,658 -12,425 -0.4%
Wells Fargo
2
Wells Fargo
California
$32.2M 2,191,611 +115,097 +6%
1CP
3
1607 Capital Partners
Virginia
$15.7M 1,067,232 +6,311 +0.6%
SI
4
SII Investments
Wisconsin
$3.32M 226,049 – –
GF
5
Gabelli Funds
New York
$3.22M 219,008 – –
KIM
6
Karpus Investment Management
New York
$2.89M 196,357 +1,341 +0.7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.64M 111,436 -289 -0.3%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.54M 104,546 +5,861 +6%
Bank of America
9
Bank of America
North Carolina
$1.04M 70,696 -425 -0.6%
COLIM
10
City of London Investment Management
United Kingdom
$1.03M 72,288 +46,827 +184%
TAM
11
Tocqueville Asset Management
New York
$679K 46,175 -3,700 -7%
AFWA
12
Ancora Family Wealth Advisors
Ohio
$629K 42,792 -46,316 -52%
CL
13
CSS LLC
Illinois
$566K 38,531 – –
LPL Financial
14
LPL Financial
California
$449K 31,492 +15,746 +100%
GFM
15
Gramercy Funds Management
Connecticut
$283K 19,269 – –
GI
16
GAMCO Investors
Connecticut
$263K 17,877 – –
HighTower Advisors
17
HighTower Advisors
Illinois
$237K 16,154 -198 -1%
LCM
18
Landscape Capital Management
New Jersey
$224K 15,242 +15,242 New
RVPG
19
Relative Value Partners Group
$191K 12,978 – –
ClearBridge Investments
20
ClearBridge Investments
New York
$185K 12,606 – –
Northern Trust
21
Northern Trust
Illinois
$177K 12,050 -700 -5%
First Eagle Investment Management
22
First Eagle Investment Management
New York
$173K 11,780 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$146K 9,899 – –
Creative Planning
24
Creative Planning
Kansas
$113K 7,696 – –
Morgan Stanley
25
Morgan Stanley
New York
$108K 7,374 -2,479 -25%
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