GF

New Germany Fund
GF

Overview Fund Activity

37 hedge funds and large institutions have $106M invested in New Germany Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AFWA
1
Ancora Family Wealth Advisors
Ohio
$1.28M
2
Wells Fargo
2
Wells Fargo
California
$29.9M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$42.1M
4
GFM
4
Gramercy Funds Management
Connecticut
$278K
5
HighTower Advisors
5
HighTower Advisors
Illinois
$236K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$2.81M
2
OC
2
Oppenheimer & Co
New York
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$142K
4
Citigroup
4
Citigroup
New York
$0
5
WEC
5
Winslow Evans & Crocker
Massachusetts
$28.3K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$42.1M 2,924,083 +41,729 +1%
Wells Fargo
2
Wells Fargo
California
$29.9M 2,076,514 +68,842 +3%
1CP
3
1607 Capital Partners
Virginia
$15.3M 1,060,921 +3,835 +0.4%
SI
4
SII Investments
Wisconsin
$3.26M 226,049 – –
GF
5
Gabelli Funds
New York
$3.16M 219,008 – –
KIM
6
Karpus Investment Management
New York
$2.81M 195,016 -21,536 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.61M 111,725 -123 -0.1%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.42M 98,685 +6,836 +7%
AFWA
9
Ancora Family Wealth Advisors
Ohio
$1.28M 89,108 +89,108 New
Bank of America
10
Bank of America
North Carolina
$1.03M 71,121 +1,260 +2%
TAM
11
Tocqueville Asset Management
New York
$719K 49,875 -1,600 -3%
CL
12
CSS LLC
Illinois
$555K 38,531 – –
COLIM
13
City of London Investment Management
United Kingdom
$369K 25,461 +12,561 +97%
GFM
14
Gramercy Funds Management
Connecticut
$278K 19,269 +19,269 New
GI
15
GAMCO Investors
Connecticut
$258K 17,877 – –
HighTower Advisors
16
HighTower Advisors
Illinois
$236K 16,352 +16,352 New
LPL Financial
17
LPL Financial
California
$234K 15,746 +175 +1%
RVPG
18
Relative Value Partners Group
$187K 12,978 – –
Northern Trust
19
Northern Trust
Illinois
$184K 12,750 – –
ClearBridge Investments
20
ClearBridge Investments
New York
$182K 12,606 – –
SFS
21
Shaker Financial Services
Virginia
$174K 12,070 +1,474 +14%
First Eagle Investment Management
22
First Eagle Investment Management
New York
$170K 11,780 -1 -0%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$144K 9,899 – –
Morgan Stanley
24
Morgan Stanley
New York
$142K 9,853 -11,936 -55%
Creative Planning
25
Creative Planning
Kansas
$111K 7,696 +7,696 New
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