GF

New Germany Fund
GF

Overview Fund Activity

40 hedge funds and large institutions have $140M invested in New Germany Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
15
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TAM
1
Tocqueville Asset Management
New York
$2.75M
2
WAM
2
Wolverine Asset Management
Illinois
$1.15M
3
TC
3
TFS Capital
Pennsylvania
$1.05M
4
SFS
4
Shaker Financial Services
Virginia
$2.06M
5
Wells Fargo
5
Wells Fargo
California
$20.3M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$52.6M
2
WAM
2
Weiss Asset Management
Massachusetts
$0
3
KIM
3
Karpus Investment Management
New York
$10.2M
4
CIBC World Market
4
CIBC World Market
Ontario, Canada
$0
5
DA
5
Doliver Advisors
Texas
$209K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$52.6M 2,821,391 -418,443 -13%
1CP
2
1607 Capital Partners
Virginia
$32.5M 1,740,730 -806 -0%
Wells Fargo
3
Wells Fargo
California
$20.3M 1,089,457 +16,674 +2%
KIM
4
Karpus Investment Management
New York
$10.2M 546,919 -14,939 -3%
SI
5
SII Investments
Wisconsin
$3.36M 179,862 +3,105 +2%
GF
6
Gabelli Funds
New York
$3.2M 171,277 +6,916 +4%
TAM
7
Tocqueville Asset Management
New York
$2.75M 147,116 +147,116 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.08M 111,511 +134 +0.1%
SFS
9
Shaker Financial Services
Virginia
$2.06M 110,555 +32,200 +41%
GFM
10
Gramercy Funds Management
Connecticut
$2.06M 110,090 – –
Bank of America
11
Bank of America
North Carolina
$1.32M 70,465 +2,114 +3%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.22M 65,511 +8,483 +15%
WAM
13
Wolverine Asset Management
Illinois
$1.15M 61,370 +61,370 New
TC
14
TFS Capital
Pennsylvania
$1.05M 56,377 +56,377 New
WEC
15
Winslow Evans & Crocker
Massachusetts
$869K 46,520 +484 +1%
CL
16
CSS LLC
Illinois
$702K 37,620 +1,519 +4%
Morgan Stanley
17
Morgan Stanley
New York
$380K 20,348 +861 +4%
LPL Financial
18
LPL Financial
California
$310K 16,624 +2,708 +19%
GI
19
GAMCO Investors
Connecticut
$261K 13,981 +564 +4%
RVP
20
Relative Value Partners
Illinois
$237K 12,691 -412 -3%
ClearBridge Investments
21
ClearBridge Investments
New York
$235K 12,606 – –
DA
22
Doliver Advisors
Texas
$209K 11,210 -8,446 -43%
LCM
23
Landscape Capital Management
New Jersey
$205K 10,982 +10,982 New
Northern Trust
24
Northern Trust
Illinois
$203K 10,900 – –
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$188K 10,090 -3,357 -25%
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