GF

New Germany Fund
GF

Overview Fund Activity

33 hedge funds and large institutions have $146M invested in New Germany Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$1.75M
2
AA
2
Advisory Alpha
Michigan
$2.05M
3
KIM
3
Karpus Investment Management
New York
$13.7M
4
CA
4
Cornerstone Advisors
North Carolina
$971K
5
WAM
5
Wolverine Asset Management
Illinois
$65K

Top Sellers

1
Citigroup
1
Citigroup
New York
$0
2
1CP
2
1607 Capital Partners
Virginia
$20.7M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$47.4M
4
HighTower Advisors
4
HighTower Advisors
Illinois
$0
5
Wells Fargo
5
Wells Fargo
California
$37.3M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$47.4M 2,554,592 -21,400 -0.8%
Wells Fargo
2
Wells Fargo
California
$37.3M 2,008,705 -11,326 -0.6%
1CP
3
1607 Capital Partners
Virginia
$20.7M 1,115,740 -25,050 -2%
KIM
4
Karpus Investment Management
New York
$13.7M 738,962 +21,662 +3%
GF
5
Gabelli Funds
New York
$4.72M 254,011 – –
SI
6
SII Investments
Wisconsin
$4.53M 244,073 -6,791 -3%
SFS
7
Shaker Financial Services
Virginia
$3.56M 191,709 +2,717 +1%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$2.59M 139,188 -264 -0.2%
AA
9
Advisory Alpha
Michigan
$2.05M 108,417 +28,033 +35%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.85M 99,446 -618 -0.6%
COLIM
11
City of London Investment Management
United Kingdom
$1.75M 94,318 +94,318 New
CA
12
Cornerstone Advisors
North Carolina
$971K 52,292 +9,349 +22%
CL
13
CSS LLC
Illinois
$757K 40,746 – –
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$740K 39,856 – –
Bank of America
15
Bank of America
North Carolina
$577K 31,039 – –
Morgan Stanley
16
Morgan Stanley
New York
$540K 29,044 +342 +1%
GI
17
GAMCO Investors
Connecticut
$385K 20,733 – –
RVPG
18
Relative Value Partners Group
$311K 16,759 +173 +1%
CRC
19
Curi RMB Capital
Illinois
$307K 16,544 -9,074 -35%
BC
20
Brinker Capital
Pennsylvania
$301K 16,222 -2,404 -13%
ClearBridge Investments
21
ClearBridge Investments
New York
$271K 14,619 – –
First Eagle Investment Management
22
First Eagle Investment Management
New York
$254K 13,661 – –
Northern Trust
23
Northern Trust
Illinois
$235K 12,678 – –
SPC
24
Sigma Planning Corp
Michigan
$219K 11,774 – –
UBS Group
25
UBS Group
Switzerland
$93K 5,024 +2,680 +114%
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