GF

New Germany Fund
GF

Overview Fund Activity

34 hedge funds and large institutions have $120M invested in New Germany Fund in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
34
Holders Change
-6
Holders Change %
-15%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
10
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$22.9M
2
Northern Trust
2
Northern Trust
Illinois
$646K
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.3M
4
KIM
4
Karpus Investment Management
New York
$9.27M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$65K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$25.6M
2
TAM
2
Tocqueville Asset Management
New York
$0
3
SFS
3
Shaker Financial Services
Virginia
$0
4
TC
4
TFS Capital
Pennsylvania
$0
5
WAM
5
Wolverine Asset Management
Illinois
$23K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$46.8M 2,803,991 -17,400 -0.6%
1CP
2
1607 Capital Partners
Virginia
$25.6M 1,533,232 -207,498 -12%
Wells Fargo
3
Wells Fargo
California
$22.9M 1,370,291 +280,834 +26%
KIM
4
Karpus Investment Management
New York
$9.27M 554,987 +8,068 +1%
SI
5
SII Investments
Wisconsin
$3M 179,862 – –
GF
6
Gabelli Funds
New York
$2.86M 171,277 – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.86M 111,211 -300 -0.3%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$1.3M 77,587 +12,076 +18%
Bank of America
9
Bank of America
North Carolina
$1.16M 69,703 -762 -1%
GFM
10
Gramercy Funds Management
Connecticut
$1.14M 68,211 -41,879 -38%
WEC
11
Winslow Evans & Crocker
Massachusetts
$811K 48,558 +2,038 +4%
Northern Trust
12
Northern Trust
Illinois
$646K 38,695 +27,795 +255%
CL
13
CSS LLC
Illinois
$628K 37,620 – –
Morgan Stanley
14
Morgan Stanley
New York
$343K 20,523 +175 +0.9%
LPL Financial
15
LPL Financial
California
$285K 17,174 +550 +3%
GI
16
GAMCO Investors
Connecticut
$233K 13,981 – –
RVP
17
Relative Value Partners
Illinois
$212K 12,691 – –
ClearBridge Investments
18
ClearBridge Investments
New York
$211K 12,606 – –
First Eagle Investment Management
19
First Eagle Investment Management
New York
$154K 9,214 – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$146K 8,744 -1,346 -13%
AIG
21
American International Group
New York
$121K 7,226 – –
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$65K 3,910 +2,500 +177%
BC
23
Bartlett & Co
Ohio
$53K 3,154 – –
US Bancorp
24
US Bancorp
Minnesota
$50K 2,976 – –
TCM
25
Tradewinds Capital Management
Washington
$30K 1,782 – –
1
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