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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TPWA
151
Twin Peaks Wealth Advisors
California
$69K +$69.7K +578 New
SIM
152
Synergy Investment Management
Florida
$59.7K +$60.3K +500 New
MAS
153
MPWM Advisory Solutions
Georgia
$58.6K -$10K -83 -14%
TSMHT
154
Thurston Springer Miller Herd & Titak
Indiana
$48.3K – – –
IFP Advisors
155
IFP Advisors
Florida
$45.1K – – –
William Blair & Company
156
William Blair & Company
Illinois
$38.7K +$2.9K +24 +8%
NB
157
NBT Bank
New York
$30.7K +$17.4K +144 +127%
AF
158
Alerus Financial
North Dakota
$23.9K – – –
Hantz Financial Services
159
Hantz Financial Services
Michigan
$21K – – –
IAIM
160
International Assets Investment Management
Florida
$19.6K – – –
Smartleaf Asset Management
161
Smartleaf Asset Management
Massachusetts
$19.2K – – –
IFG Advisory
162
IFG Advisory
Georgia
$16.4K -$2.42M -20,074 -99%
TCM
163
TD Capital Management
Tennessee
$15.8K – – –
KA
164
Kozak & Associates
Colorado
$14.1K – – –
SIC
165
SJS Investment Consulting
Ohio
$13.8K +$14K +116 New
Manning & Napier Advisors
166
Manning & Napier Advisors
New York
$13.1K – – –
Larson Financial Group
167
Larson Financial Group
Missouri
$12.5K – – –
SL
168
Salomon & Ludwin
Virginia
$12.1K – – –
FP
169
Financial Perspectives
Minnesota
$11.9K – – –
KFI
170
Key Financial Inc
Pennsylvania
$11.6K – – –
PNC Financial Services Group
171
PNC Financial Services Group
Pennsylvania
$11.1K – – –
Advisory Services Network
172
Advisory Services Network
Georgia
$10.3K +$10.4K +86 New
CoreCap Advisors
173
CoreCap Advisors
Michigan
$7.76K – – –
Mather Group
174
Mather Group
Illinois
$7.64K +$7.72K +64 New
Blue Trust Inc
175
Blue Trust Inc
Georgia
$5.73K +$5.79K +48 New