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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GAMMA Investing
126
GAMMA Investing
California
$137K – – –
O'Shaughnessy Asset Management
127
O'Shaughnessy Asset Management
Connecticut
$127K +$118K +1,301 New
Ameritas Advisory Services
128
Ameritas Advisory Services
Nebraska
$120K -$116K -1,278 -51%
TSMHT
129
Thurston Springer Miller Herd & Titak
Indiana
$118K +$1.72K +19 +2%
NewEdge Advisors
130
NewEdge Advisors
Louisiana
$109K -$165K -1,823 -62%
IFP Advisors
131
IFP Advisors
Florida
$89.9K – – –
RFG
132
REAP Financial Group
Texas
$88.6K -$49.3K -545 -37%
Wilmington Savings Fund Society
133
Wilmington Savings Fund Society
Delaware
$82.7K – – –
William Blair & Company
134
William Blair & Company
Illinois
$73.7K +$68.6K +758 New
PWAM
135
Private Wealth Asset Management
Iowa
$60.1K – – –
TPWA
136
Twin Peaks Wealth Advisors
California
$59.4K +$52.3K +578 New
MAS
137
MPWM Advisory Solutions
Georgia
$55.8K – – –
Fidelity Investments
138
Fidelity Investments
Massachusetts
$36.7K -$633 -7 -2%
CoreCap Advisors
139
CoreCap Advisors
Michigan
$28.5K – – –
Global Retirement Partners
140
Global Retirement Partners
California
$27.8K +$25.9K +286 New
AssetMark Inc
141
AssetMark Inc
California
$25.9K +$1.99K +22 +9%
NB
142
NBT Bank
New York
$25K – – –
AF
143
Alerus Financial
North Dakota
$24.6K +$22.9K +253 New
Brooklyn Investment Group
144
Brooklyn Investment Group
New York
$17K +$15.8K +175 New
Hantz Financial Services
145
Hantz Financial Services
Michigan
$17K +$15.8K +175 New
Smartleaf Asset Management
146
Smartleaf Asset Management
Massachusetts
$16K – – –
KA
147
Kozak & Associates
Colorado
$11.1K – – –
Larson Financial Group
148
Larson Financial Group
Missouri
$10.2K -$4.52K -50 -32%
SL
149
Salomon & Ludwin
Virginia
$9.98K – – –
KFI
150
Key Financial Inc
Pennsylvania
$9.44K – – –