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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PTC
101
Private Trust Company
Ohio
$339K -$6.66K -60 -2%
Great Valley Advisor Group
102
Great Valley Advisor Group
Delaware
$326K +$111 +1 +0%
PWM
103
Partners Wealth Management
California
$325K – – –
Kestra Private Wealth Services
104
Kestra Private Wealth Services
Texas
$316K +$16.2K +146 +6%
Harbour Investments
105
Harbour Investments
Wisconsin
$311K -$666 -6 -0.2%
WE
106
Wealth Effects
Massachusetts
$307K – – –
Independent Financial Group
107
Independent Financial Group
California
$295K -$111K -999 -28%
MA
108
MONECO Advisors
Connecticut
$291K +$555 +5 +0.2%
Zacks Investment Management
109
Zacks Investment Management
Illinois
$289K – – –
IHT Wealth Management
110
IHT Wealth Management
Illinois
$284K -$5.66K -51 -2%
Venture Visionary Partners
111
Venture Visionary Partners
Ohio
$279K – – –
HBK Sorce Advisory
112
HBK Sorce Advisory
Pennsylvania
$278K -$3.22K -29 -1%
TA
113
TKG Advisors
Indiana
$274K +$268K +2,419 New
T
114
Tidemark
California
$270K -$22.6K -204 -8%
Allworth Financial
115
Allworth Financial
California
$267K – – –
PWA
116
PCG Wealth Advisors
Kansas
$264K – – –
EPW
117
Evolve Private Wealth
California
$258K +$253K +2,280 New
Mount Yale Investment Advisors
118
Mount Yale Investment Advisors
Colorado
$254K +$249K +2,242 New
Vestmark Advisory Solutions
119
Vestmark Advisory Solutions
Massachusetts
$254K +$249K +2,242 New
FF
120
Farrell Financial
New York
$248K +$444 +4 +0.2%
PWPS
121
Pinnacle Wealth Planning Services
Ohio
$240K – – –
Arax Advisory Partners
122
Arax Advisory Partners
Colorado
$238K +$234K +2,105 New
Signature Estate & Investment Advisors
123
Signature Estate & Investment Advisors
California
$235K +$5.33K +48 +2%
SWGC
124
Summit Wealth Group (Colorado)
Colorado
$225K +$220K +1,986 New
ACM
125
Aspen Capital Management
Idaho
$223K – – –