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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Great Valley Advisor Group
101
Great Valley Advisor Group
Delaware
$280K +$90 +1 +0%
Harbour Investments
102
Harbour Investments
Wisconsin
$269K -$67.9K -750 -21%
MA
103
MONECO Advisors
Connecticut
$269K -$56.6K -625 -18%
WE
104
Wealth Effects
Massachusetts
$264K -$22.6K -250 -8%
Kestra Private Wealth Services
105
Kestra Private Wealth Services
Texas
$262K -$14.2K -157 -6%
PWM
106
Partners Wealth Management
California
$261K – – –
Advisory Services Network
107
Advisory Services Network
Georgia
$259K +$28.1K +310 +13%
T
108
Tidemark
California
$252K -$41K -453 -15%
IHT Wealth Management
109
IHT Wealth Management
Illinois
$249K -$362 -4 -0.2%
Waverly Advisors
110
Waverly Advisors
Alabama
$241K +$224K +2,480 New
Arax Advisory Partners
111
Arax Advisory Partners
Colorado
$241K -$192K -2,123 -46%
Avantax Advisory Services
112
Avantax Advisory Services
Texas
$236K +$220K +2,427 New
Allworth Financial
113
Allworth Financial
California
$229K – – –
Signature Estate & Investment Advisors
114
Signature Estate & Investment Advisors
California
$228K +$90 +1 +0%
Venture Visionary Partners
115
Venture Visionary Partners
Ohio
$228K – – –
NS
116
NBC Securities
Alabama
$227K +$181 +2 +0.1%
PWA
117
PCG Wealth Advisors
Kansas
$227K +$4.07K +45 +2%
HBK Sorce Advisory
118
HBK Sorce Advisory
Pennsylvania
$221K -$181 -2 -0.1%
Zacks Investment Management
119
Zacks Investment Management
Illinois
$218K – – –
FF
120
Farrell Financial
New York
$212K +$197K +2,182 New
BTWM
121
Brass Tax Wealth Management
Ohio
$207K +$193K +2,133 New
PWPS
122
Pinnacle Wealth Planning Services
Ohio
$207K +$192K +2,123 New
Farther Finance Advisors
123
Farther Finance Advisors
California
$157K -$107K -1,182 -42%
KPP
124
Kings Path Partners
Texas
$155K -$3.53K -39 -2%
SS
125
Sunbelt Securities
Texas
$137K – – –