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First Trust Small Cap Core AlphaDEX Fund
FYX

Name Holding Trade Value Shares
Change 		Change in
Stake
TF
101
Tudor Financial
Ohio
$603K +$106K +800 +24%
OC
102
Oppenheimer & Co
New York
$596K – – –
KF
103
Krilogy Financial
Missouri
$568K – – –
LCGC
104
Legacy Capital Group California
California
$565K +$520K +3,914 New
HHCP
105
Hilton Head Capital Partners
South Carolina
$554K -$184K -1,388 -27%
APFP
106
Action Point Financial Planning
Michigan
$543K +$500K +3,765 New
PFS
107
Prospera Financial Services
Texas
$543K +$500K +3,762 New
HPC
108
HM Payson & Co
Maine
$511K – – –
EW
109
Element Wealth
Mississippi
$493K -$5.98K -45 -1%
AFP
110
Ausdal Financial Partners
Iowa
$483K +$444K +3,346 New
FFA
111
Fragasso Financial Advisors
Pennsylvania
$459K +$3.98K +30 +1%
PWM
112
Partners Wealth Management
California
$422K – – –
GVAG
113
Great Valley Advisor Group
Delaware
$417K +$266 +2 +0.1%
PTC
114
Private Trust Company
Ohio
$406K -$10.9K -82 -3%
IWM
115
IHT Wealth Management
Illinois
$400K -$797 -6 -0.2%
KPWS
116
Kestra Private Wealth Services
Texas
$397K +$6.77K +51 +2%
WE
117
Wealth Effects
Massachusetts
$391K +$133 +1 +0%
ZIM
118
Zacks Investment Management
Illinois
$368K – – –
IFG
119
Independent Financial Group
California
$367K -$6.38K -48 -2%
QFW
120
QTR Family Wealth
Florida
$362K -$26.8K -202 -7%
PCA
121
Prosperity Capital Advisors
Ohio
$360K -$37.5K -282 -10%
VVP
122
Venture Visionary Partners
Ohio
$356K +$133 +1 +0%
AF
123
Allworth Financial
California
$340K – – –
AAP
124
Arax Advisory Partners
Colorado
$337K +$19.1K +144 +7%
AAS
125
Ameritas Advisory Services
Nebraska
$337K +$310K +2,333 New
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