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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$1.1M +$1.52M +26,859 New
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$1.07M -$1.15M -20,270 -44%
UR
28
USCA RIA
Texas
$1.05M -$179K -3,166 -11%
Stifel Financial
29
Stifel Financial
Missouri
$1.03M +$199K +3,518 +16%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$765K -$3.22K -57 -0.3%
CAN
31
Cetera Advisor Networks
California
$708K -$111K -1,973 -10%
LI
32
LVZ Inc
Michigan
$682K -$278K -4,922 -23%
Truist Financial
33
Truist Financial
North Carolina
$623K -$22.6K -400 -3%
NFG
34
Nations Financial Group
Iowa
$622K -$60K -1,062 -7%
APA
35
American Portfolios Advisors
New York
$596K +$664K +11,755 +429%
HighTower Advisors
36
HighTower Advisors
Illinois
$596K -$576K -10,198 -41%
WS
37
Wedbush Securities
California
$572K -$34.4K -609 -4%
CWS
38
Cypress Wealth Services
California
$553K -$1.09M -19,304 -59%
CS
39
Comerica Securities
Michigan
$524K -$61.1K -1,082 -8%
CP
40
Camelot Portfolios
Ohio
$496K -$119K -2,102 -15%
AWM
41
AE Wealth Management
Kansas
$476K +$130K +2,298 +25%
TFA
42
Teamwork Financial Advisors
Texas
$475K -$134K -2,378 -17%
TSS
43
Two Sigma Securities
New York
$446K +$612K +10,837 New
CFD
44
Creative Financial Designs
Indiana
$441K +$49.7K +879 +9%
HSA
45
HBK Sorce Advisory
Pennsylvania
$433K -$14.6K -259 -2%
SWM
46
SeaCrest Wealth Management
New York
$418K -$81.7K -1,446 -12%
SS
47
Simplicity Solutions
Minnesota
$407K +$148K +2,614 +36%
CBFP
48
Cedar Brook Financial Partners
Ohio
$349K +$621 +11 +0.1%
GIA
49
Gladstone Institutional Advisory
Florida
$327K -$2.18M -38,558 -83%
PWA
50
Peterson Wealth Advisors
Utah
$320K +$440K +7,788 New