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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.03M +$483K +9,333 +86%
WWM
27
Western Wealth Management
Colorado
$874K +$886K +17,118 New
SPC
28
Sigma Planning Corp
Michigan
$785K -$2.41M -46,567 -75%
SWM
29
Spire Wealth Management
Virginia
$763K -$35.6K -688 -4%
PWP
30
Pursue Wealth Partners
California
$740K
SFP
31
Sweet Financial Partners
Minnesota
$595K
WWMSC
32
Wagner Wealth Management (South Carolina)
South Carolina
$554K +$324K +6,260 +137%
TRCT
33
Tower Research Capital (TRC)
New York
$528K -$575K -11,123 -52%
WP
34
WealthSource Partners
California
$526K +$533K +10,301 New
TA
35
TKG Advisors
Indiana
$526K +$533K +10,305 New
MOS
36
MGO One Seven
Ohio
$517K +$524K +10,125 New
KAS
37
Kestra Advisory Services
Texas
$502K -$75.8K -1,466 -13%
MCM
38
MAI Capital Management
Ohio
$473K
Goldman Sachs
39
Goldman Sachs
New York
$461K
Koshinski Asset Management
40
Koshinski Asset Management
Illinois
$440K -$26.1K -504 -6%
MRCM
41
M&R Capital Management
New Jersey
$432K
DADC
42
D.A. Davidson & Co
Montana
$403K +$1.71K +33 +0.4%
CPIG
43
Chicago Partners Investment Group
Illinois
$392K +$1.14K +22 +0.3%
PB
44
Pinnacle Bancorp
Nebraska
$342K
SMC
45
Smith, Moore & Co
Missouri
$300K +$466 +9 +0.2%
MCC
46
Money Concepts Capital
Florida
$287K +$291K +5,627 New
NWM
47
Northwest Wealth Management
Iowa
$283K +$42.3K +818 +17%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$267K +$32.2K +623 +14%
ASN
49
Advisory Services Network
Georgia
$251K +$254K +4,914 New
AWA
50
Arkadios Wealth Advisors
Georgia
$240K +$10.6K +205 +5%