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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$354K +$88.6K +2,714 +32%
Baker Avenue Asset Management
27
Baker Avenue Asset Management
California
$283K +$292K +8,960 New
VF
28
Virtu Financial
New York
$242K +$250K +7,668 New
Goldman Sachs
29
Goldman Sachs
New York
$237K +$245K +7,493 New
ICAS
30
Investors Capital Advisory Services
Massachusetts
$230K +$228 +7 +0.1%
Citigroup
31
Citigroup
New York
$185K +$28.1K +860 +17%
Ladenburg Thalmann Financial Services
32
Ladenburg Thalmann Financial Services
Florida
$131K +$196 +6 +0.1%
Fifth Third Bancorp
33
Fifth Third Bancorp
Ohio
$126K – – –
AIG
34
American International Group
New York
$103K +$33 +1 +0%
MSI Financial Services
35
MSI Financial Services
Massachusetts
$91K +$12.2K +375 +15%
AP
36
Advisors Preferred
Maryland
$31K +$31.9K +977 New
WA
37
WFG Advisors
Texas
$29K +$33 +1 +0.1%
JFGIW
38
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$25K – – –
Wealthfront
39
Wealthfront
California
$20K +$20.5K +628 New
FAM
40
Formidable Asset Management
Ohio
$12K – – –
BFA
41
Beaumont Financial Advisors
Massachusetts
– -$32.3M -1,016,301 Closed
AIM
42
Astor Investment Management
Illinois
– -$4.65M -146,377 Closed
Creative Planning
43
Creative Planning
Kansas
– -$1.02M -32,000 Closed
ACM
44
Aviance Capital Management
Florida
– -$984K -30,964 Closed
ACM
45
Argentus Capital Management
Texas
– -$448K -14,082 Closed
BB&T Securities
46
BB&T Securities
Virginia
– -$244K -7,665 Closed
Advisory Services Network
47
Advisory Services Network
Georgia
– -$87K -2,724 Closed
US Bancorp
48
US Bancorp
Minnesota
– -$63K -1,972 Closed
BRWM
49
B. Riley Wealth Management
Tennessee
– -$9K -304 Closed