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First Trust Ultra Short Duration Municipal ETF

49 hedge funds and large institutions have $103M invested in First Trust Ultra Short Duration Municipal ETF in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

8% more capital invested

Capital invested by funds: $95.2M → $103M (+$7.48M)

7% more funds holding

Funds holding: 4649 (+3)

3.61% more ownership

Funds ownership: 53.93%57.54% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
49
Holders Change
+3
Holders Change %
+6.52%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
19
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$452K -$230K -11,434 -34%
NFG
27
Norris Financial Group
South Carolina
$445K -$170K -8,449 -28%
LNC
28
Lincoln National Corp
Pennsylvania
$429K +$188K +9,330 +78%
JCM
29
Jacobi Capital Management
Pennsylvania
$427K +$141 +7 +0%
BFG
30
Barber Financial Group
Kansas
$421K -$13.1K -650 -3%
SWP
31
Stratos Wealth Partners
Ohio
$418K -$704K -34,930 -63%
WWMSC
32
Wagner Wealth Management (South Carolina)
South Carolina
$372K -$474K -23,514 -56%
SWA
33
Stratos Wealth Advisors
Ohio
$348K
KIG
34
Kowal Investment Group
Wisconsin
$311K -$19.8K -984 -6%
OMC
35
Old Mission Capital
Illinois
$296K +$296K +14,701 New
MFS
36
McNamara Financial Services
Massachusetts
$279K
AWM
37
AE Wealth Management
Kansas
$251K +$251K +12,440 New
DAS
38
Dynamic Advisor Solutions
Arizona
$228K +$228K +11,303 New
SSWM
39
Sheets Smith Wealth Management
North Carolina
$202K +$202K +10,000 New
5L
40
55I LLC
Massachusetts
$200K +$200K +9,925 New
M1FG
41
Mach-1 Financial Group
Arkansas
$153K +$154K +7,632 New
BFEC
42
Benjamin F. Edwards & Company
Missouri
$131K
HI
43
Harbour Investments
Wisconsin
$85K +$3.49K +173 +4%
CFCI
44
Comprehensive Financial Consultants Institutional
Indiana
$83K +$83.9K +4,162 New
VRM
45
Vectors Research Management
New York
$75K +$524 +26 +0.7%
IA
46
IFP Advisors
Florida
$30K
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$17K
SAM
48
Strategy Asset Managers
California
-$3.77M -187,000 Closed
Jane Street
49
Jane Street
New York
-$979K -48,544 Closed
PIA
50
Perennial Investment Advisors
California
-$334K -16,608 Closed

FUMB Hedge Fund Activity: Q4 2021 in Review

49 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Ultra Short Duration Municipal ETF (FUMB) for Q4 2021, worth a combined $103M — up 7.9% from $95.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FUMB positions and 8 closed out — a net gain of 3 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $6.15M. The largest seller was Strategy Asset Managers, exiting entirely with an estimated $3.77M sold.

  • 49 institutional investors held First Trust Ultra Short Duration Municipal ETF (FUMB) as of Q4 2021, up from 46 in Q3 2021.
  • Funds reported $103M of First Trust Ultra Short Duration Municipal ETF stock for Q4 2021, up 7.9% quarter-over-quarter.
  • 11 funds opened new First Trust Ultra Short Duration Municipal ETF positions in Q4 2021 and 8 closed out, a net change of +3 holders.
  • The largest First Trust Ultra Short Duration Municipal ETF buyer in Q4 2021 was Citadel Advisors, an estimated $6.15M added.
  • The largest First Trust Ultra Short Duration Municipal ETF seller in Q4 2021 was Strategy Asset Managers, an estimated $3.77M sold.

Based on aggregated 13F filings for Q4 2021.