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First Trust Enhanced Short Maturity ETF
FTSM

247 hedge funds and large institutions have $3.08B invested in First Trust Enhanced Short Maturity ETF in 2020 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 112 increasing their positions, 83 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 18

35% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 83

4% more funds holding

Funds holding: 237 → 247 (+10)

1% less capital invested

Capital invested by funds: $3.11B → $3.08B (-$22.1M)

4% less funds holding in top 10

Funds holding in top 10: 25 → 24 (-1)

6.09% less ownership

Funds ownership: 68.4% → 62.31% (-6.1%)

Holders
247
Holders Change
+10
Holders Change %
+4.22%
% of All Funds
5.06%
Holding in Top 10
24
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4%
% of All Funds
0.49%
New
29
Increased
112
Reduced
83
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$126M
2
Wells Fargo
Wells Fargo
California
+$40.4M
3
LPL Financial
LPL Financial
California
+$31.1M
4
Osaic Holdings
Osaic Holdings
Arizona
+$29.4M
5
FWM
Frontier Wealth Management
Missouri
+$13.8M

Top Sellers

1
First Trust Advisors
First Trust Advisors
Illinois
-$197M
2
Morgan Stanley
Morgan Stanley
New York
-$48.9M
3
WEPOG
Wealth Enhancement & Preservation of GA
Georgia
-$33.3M
4
SF
Synovus Financial
Georgia
-$31.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$21.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
M&T Bank
101
M&T Bank
New York
$2.5M +$845K +14,153 +51%
CA
102
Calton & Associates
Florida
$2.43M +$157K +2,637 +7%
LFG
103
Larson Financial Group
Missouri
$2.42M -$621K -10,401 -21%
CFGS
104
Concourse Financial Group Securities
Alabama
$2.41M +$73.3K +1,227 +3%
AC
105
Avestar Capital
New York
$2.33M -$1.27M -21,260 -35%
LSPW
106
Lake Street Private Wealth
Illinois
$2.26M +$600K +10,047 +36%
CPIG
107
Chicago Partners Investment Group
Illinois
$2.25M +$1.05M +17,506 +88%
MA
108
Mutual Advisors
Nebraska
$2.17M +$1.04M +17,369 +92%
ACI
109
Alpha Cubed Investments
California
$2.12M -$241K -4,029 -10%
HSA
110
HBK Sorce Advisory
Pennsylvania
$2M +$2M +33,422 New
CIAS
111
Capital Investment Advisory Services
North Carolina
$1.98M +$575K +9,631 +41%
Citadel Advisors
112
Citadel Advisors
Florida
$1.94M +$1.93M +32,300 New
MAFM
113
Mid Atlantic Financial Management
Pennsylvania
$1.9M +$1.61M +26,882 +569%
Cetera Investment Advisers
114
Cetera Investment Advisers
Illinois
$1.85M +$23.6K +395 +1%
EH
115
Equitable Holdings
New York
$1.85M +$463K +7,761 +34%
IA
116
IFP Advisors
Florida
$1.84M +$359K +6,005 +24%
OC
117
Oppenheimer & Co
New York
$1.83M +$293K +4,911 +19%
NC
118
NewSquare Capital
Pennsylvania
$1.82M -$8.48M -142,013 -82%
MIAN
119
Mariner Independent Advisor Network
Kansas
$1.78M +$487K +8,154 +38%
IA
120
IFG Advisory
Georgia
$1.77M -$220K -3,692 -11%
AFA
121
American Financial Advisors
Georgia
$1.74M +$76.5K +1,281 +5%
BWM
122
BerganKDV Wealth Management
Minnesota
$1.74M +$409K +6,851 +31%
BFEC
123
Benjamin F. Edwards & Company
Missouri
$1.73M -$512K -8,579 -23%
CWM
124
Cranbrook Wealth Management
Michigan
$1.72M -$20.8K -349 -1%
ACP
125
Aveo Capital Partners
Colorado
$1.67M -$1.09M -18,263 -40%
3 4
5
6 7

FTSM Hedge Fund Activity: Q2 2020 in Review

247 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2020, worth a combined $3.08B — down 0.71% from $3.11B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FTSM positions and 18 closed out — a net gain of 11 holders — while 112 added to existing stakes and 83 trimmed.

The largest buyer was Jane Street, adding an estimated $126M. The largest seller was First Trust Advisors, cutting an estimated $197M.

  • 247 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2020, up from 237 in Q1 2020.
  • Funds reported $3.08B of First Trust Enhanced Short Maturity ETF stock for Q2 2020, down 0.71% quarter-over-quarter.
  • 29 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2020 and 18 closed out, a net change of +11 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2020 was Jane Street, an estimated $126M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2020 was First Trust Advisors, an estimated $197M sold.

Based on aggregated 13F filings for Q2 2020.