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First Trust Enhanced Short Maturity ETF

344 hedge funds and large institutions have $4.53B invested in First Trust Enhanced Short Maturity ETF in 2022 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 155 increasing their positions, 106 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

119% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 26

46% more repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 106

21% more funds holding in top 10

Funds holding in top 10: 2834 (+6)

20% more capital invested

Capital invested by funds: $3.77B → $4.53B (+$764M)

7% more funds holding

Funds holding: 321344 (+23)

1.76% less ownership

Funds ownership: 74.33%72.57% (-1.8%)

44% less call options, than puts

Call options by funds: $5K | Put options by funds: $9K

Holders
344
Holders Change
+23
Holders Change %
+7.17%
% of All Funds
5.93%
Holding in Top 10
34
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+21.43%
% of All Funds
0.59%
New
57
Increased
155
Reduced
106
Closed
26
Calls
$5K
Puts
$9K
Net Calls
-$4K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
76
Sowell Financial Services
Arkansas
$6.15M +$6.15M +103,532 New
DI
77
DFPG Investments
Utah
$6.11M -$2.78M -46,763 -31%
Mariner
78
Mariner
Kansas
$5.82M +$543K +9,145 +10%
WWM
79
WT Wealth Management
Arizona
$5.68M -$31.3K -527 -0.5%
PFA
80
Pinnacle Family Advisors
Missouri
$5.55M +$5.01M +84,365 +922%
PBF
81
Petix & Botte Financial
California
$5.53M +$59.3K +997 +1%
SEA
82
Stegent Equity Advisors
Texas
$5.44M +$5.45M +91,659 New
WWM
83
Western Wealth Management
Colorado
$5.34M -$492K -8,278 -8%
EA
84
Ellsworth Advisors
Ohio
$5.27M -$281K -4,733 -5%
BWP
85
Balboa Wealth Partners
Arizona
$5.25M +$5.26M +88,584 New
GVAG
86
Great Valley Advisor Group
Delaware
$5.21M +$4.85M +81,550 +1,285%
SAM
87
Strategy Asset Managers
California
$5.04M +$5.05M +84,919 New
VWA
88
V Wealth Advisors
Kansas
$5.03M +$553K +9,298 +12%
DADC
89
D.A. Davidson & Co
Montana
$4.99M +$248K +4,180 +5%
KPWS
90
Kestra Private Wealth Services
Texas
$4.97M -$95K -1,598 -2%
AAS
91
Ameritas Advisory Services
Nebraska
$4.97M +$1.13M +19,019 +29%
TCM
92
TD Capital Management
Tennessee
$4.95M +$3.51M +58,997 +242%
KWM
93
Keebeck Wealth Management
Illinois
$4.64M +$56.5K +950 +1%
IWA
94
Inspirion Wealth Advisors
Illinois
$4.56M +$194K +3,262 +4%
Northwestern Mutual Wealth Management
95
Northwestern Mutual Wealth Management
Wisconsin
$4.54M +$676K +11,379 +17%
AC
96
Avestar Capital
New York
$4.47M +$21.6K +364 +0.5%
WP
97
WealthSource Partners
California
$4.47M +$494K +8,305 +12%
ATPW
98
Ashton Thomas Private Wealth
Arizona
$4.4M +$3.98M +66,893 +925%
WIM
99
WealthPlan Investment Management
Nebraska
$4.38M +$4.38M +73,636 New
LWAC
100
Laurel Wealth Advisors (California)
California
$4.37M -$4.42M -74,414 -50%

FTSM Hedge Fund Activity: Q3 2022 in Review

344 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2022, worth a combined $4.53B — up 20% from $3.77B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new FTSM positions and 26 closed out — a net gain of 31 holders — while 155 added to existing stakes and 106 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $157M. The largest seller was Prospera Financial Services, cutting an estimated $46.7M.

  • 344 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2022, up from 321 in Q2 2022.
  • Funds reported $4.53B of First Trust Enhanced Short Maturity ETF stock for Q3 2022, up 20% quarter-over-quarter.
  • 57 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2022 and 26 closed out, a net change of +31 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2022 was Morgan Stanley, an estimated $157M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2022 was Prospera Financial Services, an estimated $46.7M sold.

Based on aggregated 13F filings for Q3 2022.