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First Trust Enhanced Short Maturity ETF
FTSM

Overview Fund Activity

414 hedge funds and large institutions have $6.23B invested in First Trust Enhanced Short Maturity ETF in 2023 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 109 increasing their positions, 208 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
414
Holders Change
+26
Holders Change %
+6.7%
% of All Funds
6.07%
Holding in Top 10
44
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+10%
% of All Funds
0.65%
New
61
Increased
109
Reduced
208
Closed
33
Calls
$28K
Puts
–
Net Calls
+$28K
Net Calls Change
+$28K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.67B
2
First Trust Advisors
2
First Trust Advisors
Illinois
$103M
3
CAS
3
Coppell Advisory Solutions
Texas
$53.5M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$77.5M
5
GWM
5
GDS Wealth Management
Texas
$23.5M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$516M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$162M
3
Bank of America
3
Bank of America
North Carolina
$203M
4
Stifel Financial
4
Stifel Financial
Missouri
$56.5M
5
SAM
5
Synergy Asset Management
Washington
$9.95M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$17.4M -$3.95M -66,127 -19%
SW
52
Simplicity Wealth
New Jersey
$17M +$478K +8,010 +3%
KPWS
53
Kestra Private Wealth Services
Texas
$16.9M -$2.26M -37,862 -12%
HSA
54
HBK Sorce Advisory
Pennsylvania
$16.3M +$9.11M +152,755 +126%
Truist Financial
55
Truist Financial
North Carolina
$15.7M -$468K -7,846 -3%
SWM
56
Shelton Wealth Management
Texas
$15.1M +$1.22M +20,509 +9%
1W
57
1776 Wealth
Georgia
$14.6M -$3.31M -55,461 -19%
HighTower Advisors
58
HighTower Advisors
Illinois
$14M -$11.1M -185,956 -44%
LSPW
59
Lake Street Private Wealth
Illinois
$13.7M +$1.97M +33,084 +17%
CIAS
60
Capital Investment Advisory Services
North Carolina
$13.6M -$2.12M -35,601 -14%
OC
61
Oppenheimer & Co
New York
$13.5M -$5.64M -94,573 -29%
CFGS
62
Concourse Financial Group Securities
Alabama
$13.4M +$1M +16,789 +8%
TCM
63
TD Capital Management
Tennessee
$13.4M -$2.15M -35,992 -14%
Citigroup
64
Citigroup
New York
$13.3M -$1.94M -32,483 -13%
FWA
65
FSC Wealth Advisors
New York
$13.1M -$6.08M -101,956 -32%
OWA
66
ORBA Wealth Advisors
Illinois
$12.7M +$12.7M +212,445 New
Cerity Partners
67
Cerity Partners
New York
$11.7M -$4.29M -71,854 -27%
GIA
68
Gladstone Institutional Advisory
Florida
$11.6M -$780K -13,081 -6%
PBF
69
Petix & Botte Financial
California
$11.5M -$214K -3,579 -2%
Rockefeller Capital Management
70
Rockefeller Capital Management
New York
$11.4M +$989K +16,579 +9%
NW
71
Naviter Wealth
Arkansas
$11.3M +$677K +11,348 +6%
FEG
72
Financial Enhancement Group
Indiana
$11M -$5.51M -92,162 -33%
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$11M +$2.67M +44,745 +32%
Corient Private Wealth
74
Corient Private Wealth
Florida
$10.8M +$1.34M +22,414 +14%
Wealth Enhancement Advisory Services
75
Wealth Enhancement Advisory Services
Minnesota
$10.3M +$290K +4,853 +3%
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3
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