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First Trust Enhanced Short Maturity ETF

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31%61.52% (+0.21%)

1% less funds holding

Funds holding: 264262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIM
51
MTM Investment Management
South Carolina
$5.63M -$256K -4,264 -4%
FAIM
52
Financial Advocates Investment Management
Washington
$5.54M +$475K +7,919 +9%
FWM
53
Frontier Wealth Management
Missouri
$5.32M -$946K -15,787 -15%
Truist Financial
54
Truist Financial
North Carolina
$5.24M -$3.36M -55,973 -39%
AC
55
Avestar Capital
New York
$5.17M -$1.08M -18,010 -17%
SG
56
StoneX Group
New York
$5.13M -$3.54M -59,061 -41%
AIC
57
Ameritas Investment Company
Nebraska
$5.07M +$1.37M +22,813 +37%
SAM
58
Strategy Asset Managers
California
$5.07M
APA
59
American Portfolios Advisors
New York
$4.97M +$289K +4,814 +6%
EA
60
Ellsworth Advisors
Ohio
$4.96M +$91.8K +1,531 +2%
WP
61
WealthPLAN Partners
Nebraska
$4.79M +$343K +5,721 +8%
Citigroup
62
Citigroup
New York
$4.72M -$1.21M -20,211 -20%
SFS
63
Sowell Financial Services
Arkansas
$4.69M +$809K +13,490 +21%
NA
64
NewEdge Advisors
Louisiana
$4.52M -$1.34M -22,427 -23%
SI
65
Stephens Inc
Arkansas
$4.52M +$250K +4,172 +6%
SG
66
Strid Group
Pennsylvania
$4.47M -$263K -4,382 -6%
KC
67
Kinloch Capital
Virginia
$4.47M -$359K -5,986 -7%
AO
68
Advisor OS
Illinois
$4.37M -$3.11M -51,891 -42%
SCA
69
Snowden Capital Advisors
New York
$4.35M +$112K +1,875 +3%
HI
70
Harbour Investments
Wisconsin
$4.19M +$275K +4,582 +7%
SWM
71
Spire Wealth Management
Virginia
$4.19M +$1.41M +23,448 +51%
GWM
72
Geneos Wealth Management
Colorado
$4.17M -$146K -2,437 -3%
JP Morgan Chase
73
JP Morgan Chase
New York
$4.15M -$169K -2,815 -4%
WWM
74
WT Wealth Management
Arizona
$4.15M -$44.1K -735 -1%
GWM
75
Gray Wealth Management
Maine
$4.02M +$81.1K +1,353 +2%

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.