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First Trust Enhanced Short Maturity ETF

284 hedge funds and large institutions have $3.3B invested in First Trust Enhanced Short Maturity ETF in 2020 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 104 increasing their positions, 101 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

162% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 21

15% more funds holding in top 10

Funds holding in top 10: 2630 (+4)

12% more funds holding

Funds holding: 253284 (+31)

1.94% more ownership

Funds ownership: 62.45%64.39% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 101

3% more capital invested

Capital invested by funds: $3.21B → $3.3B (+$92.5M)

Holders
284
Holders Change
+31
Holders Change %
+12.25%
% of All Funds
5.03%
Holding in Top 10
30
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+15.38%
% of All Funds
0.53%
New
55
Increased
104
Reduced
101
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
51
Crabel Capital Management
California
$8.86M +$8.46M +140,849 +2,117%
SMF
52
Sterling Manor Financial
New York
$8.78M +$8.78M +146,267 New
BCI
53
Brinker Capital Investments
Pennsylvania
$8.55M -$6.97K -116 -0.1%
William Blair & Company
54
William Blair & Company
Illinois
$8.46M +$4.3M +71,668 +104%
GSWM
55
Golden State Wealth Management
California
$8.21M +$97K +1,616 +1%
TI
56
Tidal Investments
Wisconsin
$8.15M +$51.8K +862 +0.6%
GCA
57
Genesee Capital Advisors
New York
$7.73M -$220K -3,663 -3%
Truist Financial
58
Truist Financial
North Carolina
$7.46M +$396K +6,601 +6%
FAIM
59
Financial Advocates Investment Management
Washington
$7.41M +$1.43M +23,832 +24%
First Trust Advisors
60
First Trust Advisors
Illinois
$7.28M +$645K +10,740 +10%
PWM
61
Peterson Wealth Management
Nevada
$7.2M +$121K +2,021 +2%
SPIA
62
Steward Partners Investment Advisory
New York
$7.12M +$609K +10,149 +9%
SPC
63
Sigma Planning Corp
Michigan
$6.92M -$2.13M -35,483 -24%
LC
64
Lubar & Co
Wisconsin
$6.75M -$18.2M -303,741 -73%
SAM
65
Synergy Asset Management
Washington
$6.73M +$6.73M +112,143 New
TFS
66
TrustCore Financial Services
Tennessee
$6.46M -$334K -5,569 -5%
SWP
67
Stratos Wealth Partners
Ohio
$6.37M -$4.56M -75,906 -42%
MCM
68
MAI Capital Management
Ohio
$6.26M +$6.26M +104,194 New
APA
69
American Portfolios Advisors
New York
$5.89M -$936K -15,588 -14%
MIM
70
MTM Investment Management
South Carolina
$5.76M +$5.76M +95,959 New
WF
71
Welch & Forbes
Massachusetts
$5.75M +$1.67M +27,781 +41%
MHS
72
M Holdings Securities
Oregon
$5.52M -$558K -9,290 -9%
Jane Street
73
Jane Street
New York
$5.5M -$45.8M -763,217 -89%
HCIA
74
Hochman Cole Investment Advisors
Illinois
$5.38M +$726K +12,086 +16%
SWP
75
ShoreHaven Wealth Partners
New Jersey
$5.37M +$5.37M +89,409 New

FTSM Hedge Fund Activity: Q4 2020 in Review

284 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2020, worth a combined $3.3B — up 2.9% from $3.21B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new FTSM positions and 21 closed out — a net gain of 34 holders — while 104 added to existing stakes and 101 trimmed.

The largest buyer was StoneX Group, adding an estimated $39.1M. The largest seller was Jane Street, cutting an estimated $45.8M.

  • 284 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2020, up from 253 in Q3 2020.
  • Funds reported $3.3B of First Trust Enhanced Short Maturity ETF stock for Q4 2020, up 2.9% quarter-over-quarter.
  • 55 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2020 and 21 closed out, a net change of +34 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2020 was StoneX Group, an estimated $39.1M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q4 2020 was Jane Street, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2020.