First Trust Enhanced Short Maturity ETF
FTSM
50 hedge funds and large institutions have $366M invested in First Trust Enhanced Short Maturity ETF in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 5 closing their positions.
160% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 5
90% more repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 10
67.78% more ownership
Funds ownership: 0% → 67.78% (+68%)
52% more capital invested
Capital invested by funds: $240M → $366M (+$126M)
19% more funds holding
Funds holding: 42 → 50 (+8)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| 1 |
Morgan Stanley
New York
|
+$31M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$22.4M |
| 3 |
WI
WBI Investments
Red Bank,
New Jersey
|
+$21.8M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$18.6M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$12.1M |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Citadel Advisors
Miami,
Florida
| – | -$1.83M | -30,565 | Closed |
|
52
Baird Financial Group
Milwaukee,
Wisconsin
| – | -$1.61M | -26,838 | Closed |
|
53
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$635K | -10,597 | Closed |
|
|
CWM
54
Concert Wealth Management
San Jose,
California
| – | -$342K | -5,702 | Closed |
|
FTSM Hedge Fund Activity: Q4 2016 in Review
50 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q4 2016, worth a combined $366M — up 52% from $240M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new FTSM positions and 5 closed out — a net gain of 8 holders — while 19 added to existing stakes and 10 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $31M. The largest seller was Mariner Independent Advisor Network, exiting entirely with an estimated $4.8M sold.
- 50 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q4 2016, up from 42 in Q3 2016.
- Funds reported $366M of First Trust Enhanced Short Maturity ETF stock for Q4 2016, up 52% quarter-over-quarter.
- 13 funds opened new First Trust Enhanced Short Maturity ETF positions in Q4 2016 and 5 closed out, a net change of +8 holders.
- The largest First Trust Enhanced Short Maturity ETF buyer in Q4 2016 was Morgan Stanley, an estimated $31M added.
- The largest First Trust Enhanced Short Maturity ETF seller in Q4 2016 was Mariner Independent Advisor Network, an estimated $4.8M sold.
Based on aggregated 13F filings for Q4 2016.