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First Trust Enhanced Short Maturity ETF

262 hedge funds and large institutions have $2.69B invested in First Trust Enhanced Short Maturity ETF in 2021 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0.21% more ownership

Funds ownership: 61.31%61.52% (+0.21%)

1% less funds holding

Funds holding: 264262 (-2)

2% less capital invested

Capital invested by funds: $2.74B → $2.69B (-$43.7M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

16% less repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 114

Holders
262
Holders Change
-2
Holders Change %
-0.76%
% of All Funds
4.59%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.3%
New
26
Increased
96
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFWA
26
Summit Financial Wealth Advisors
Louisiana
$14.3M -$801K -13,364 -5%
WP
27
WealthSource Partners
California
$14M +$672K +11,215 +5%
SPIA
28
Steward Partners Investment Advisory
New York
$13.7M +$1.44M +24,053 +12%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$13.7M -$1.08M -18,042 -7%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$13.5M -$270K -4,502 -2%
HIS
31
Harvest Investment Services
Illinois
$13M -$324K -5,411 -2%
SF
32
Synovus Financial
Georgia
$11.4M +$132K +2,209 +1%
SPL
33
Smart Portfolios LLC
Washington
$10.9M -$280K -4,669 -3%
SWM
34
Strategic Wealth Management
Washington
$10.1M +$1.39M +23,196 +16%
PBF
35
Petix & Botte Financial
California
$9.96M +$5.49M +91,643 +123%
KAS
36
Kestra Advisory Services
Texas
$9.84M -$1.31M -21,899 -12%
IA
37
IFP Advisors
Florida
$9.45M +$1.85M +30,916 +24%
GIA
38
Gladstone Institutional Advisory
Florida
$9.29M -$669K -11,163 -7%
BRWM
39
B. Riley Wealth Management
Tennessee
$8.81M +$8.81M +147,033 New
BCI
40
Brinker Capital Investments
Pennsylvania
$8.37M -$209K -3,493 -2%
SA
41
Shilanski & Associates
Alaska
$7.55M +$409K +6,828 +6%
TI
42
Tidal Investments
Wisconsin
$7.5M -$1.8K -30 -0%
GSWM
43
Golden State Wealth Management
California
$7.2M -$48.6K -810 -0.7%
SWP
44
ShoreHaven Wealth Partners
New Jersey
$6.92M +$928K +15,481 +15%
KWM
45
Kingsview Wealth Management
Oregon
$6.71M +$2.82M +47,033 +73%
WF
46
Welch & Forbes
Massachusetts
$6.6M +$651K +10,867 +11%
MML Investors Services
47
MML Investors Services
Massachusetts
$6.48M -$4.12M -68,697 -39%
PFS
48
Prospera Financial Services
Texas
$6.39M +$4.14M +69,084 +184%
TNBTD
49
Trustmark National Bank Trust Department
Mississippi
$6.06M -$10.8M -180,508 -64%
DI
50
DFPG Investments
Utah
$5.7M -$4.74M -79,039 -45%

FTSM Hedge Fund Activity: Q3 2021 in Review

262 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q3 2021, worth a combined $2.69B — down 1.6% from $2.74B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTSM positions and 24 closed out — a net gain of 2 holders — while 96 added to existing stakes and 114 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $56.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $18.7M sold.

  • 262 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q3 2021, down from 264 in Q2 2021.
  • Funds reported $2.69B of First Trust Enhanced Short Maturity ETF stock for Q3 2021, down 1.6% quarter-over-quarter.
  • 26 funds opened new First Trust Enhanced Short Maturity ETF positions in Q3 2021 and 24 closed out, a net change of +2 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q3 2021 was Morgan Stanley, an estimated $56.5M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q3 2021 was Citadel Advisors, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2021.