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First Trust Enhanced Short Maturity ETF
FTSM

247 hedge funds and large institutions have $3.08B invested in First Trust Enhanced Short Maturity ETF in 2020 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 112 increasing their positions, 83 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 18

35% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 83

4% more funds holding

Funds holding: 237 → 247 (+10)

1% less capital invested

Capital invested by funds: $3.11B → $3.08B (-$22.1M)

4% less funds holding in top 10

Funds holding in top 10: 25 → 24 (-1)

6.09% less ownership

Funds ownership: 68.4% → 62.31% (-6.1%)

Holders
247
Holders Change
+10
Holders Change %
+4.22%
% of All Funds
5.06%
Holding in Top 10
24
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4%
% of All Funds
0.49%
New
29
Increased
112
Reduced
83
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$126M
2
Wells Fargo
Wells Fargo
California
+$40.4M
3
LPL Financial
LPL Financial
California
+$31.1M
4
Osaic Holdings
Osaic Holdings
Arizona
+$29.4M
5
FWM
Frontier Wealth Management
Missouri
+$13.8M

Top Sellers

1
First Trust Advisors
First Trust Advisors
Illinois
-$197M
2
Morgan Stanley
Morgan Stanley
New York
-$48.9M
3
WEPOG
Wealth Enhancement & Preservation of GA
Georgia
-$33.3M
4
SF
Synovus Financial
Georgia
-$31.2M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$21.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
FA
226
Faithward Advisors
Pennsylvania
$63K – – –
KIG
227
Kessler Investment Group
Indiana
$60K – – –
CB
228
CNB Bank
Pennsylvania
$53K – – –
GEA
229
Glen Eagle Advisors
New Jersey
$46.5K – – –
CAPTRUST Financial Advisors
230
CAPTRUST Financial Advisors
North Carolina
$36K +$35.8K +600 New
SIS
231
Sound Income Strategies
Florida
$32K +$179 +3 +0.6%
FHA
232
First Horizon Advisors
Tennessee
$27K -$136K -2,276 -83%
EP
233
Eudaimonia Partners
Tennessee
$25K +$60 +1 +0.2%
Fifth Third Bancorp
234
Fifth Third Bancorp
Ohio
$21K – – –
AF
235
Allworth Financial
California
$20K +$119 +2 +0.6%
WCG
236
Weaver Consulting Group
California
$14K – – –
RCA
237
Ranch Capital Advisors
Florida
$12K +$12.4K +207 New
CFA
238
Carroll Financial Associates
North Carolina
$7K – – –
HIA
239
Harbor Investment Advisory
Maryland
$6K – – –
Fidelity Investments
240
Fidelity Investments
Massachusetts
$6K +$6.51K +109 +5,450%
BEI
241
Benjamin Edwards Inc
Missouri
$5K -$7.11K -119 -57%
Bank of Montreal
242
Bank of Montreal
Ontario, Canada
$5K – – –
FHA
243
Flagship Harbor Advisors
Massachusetts
$3K – – –
JFA
244
JNBA Financial Advisors
Minnesota
$3K – – –
AF
245
Advisornet Financial
Minnesota
$2K -$37.3K -625 -96%
LAS
246
Lloyd Advisory Services
Georgia
$2K +$179 +3 +10%
TI
247
tru Independence
Oregon
$1.46K +$3.33M +55,728 New
AWA
248
Arkadios Wealth Advisors
Georgia
$308 – – –
GSWM
249
Golden State Wealth Management
California
– -$6.04M -102,316 Closed
PAG
250
Private Advisory Group
Washington
– -$2.37M -40,138 Closed
7 8 9
10
11

FTSM Hedge Fund Activity: Q2 2020 in Review

247 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q2 2020, worth a combined $3.08B — down 0.71% from $3.11B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FTSM positions and 18 closed out — a net gain of 11 holders — while 112 added to existing stakes and 83 trimmed.

The largest buyer was Jane Street, adding an estimated $126M. The largest seller was First Trust Advisors, cutting an estimated $197M.

  • 247 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q2 2020, up from 237 in Q1 2020.
  • Funds reported $3.08B of First Trust Enhanced Short Maturity ETF stock for Q2 2020, down 0.71% quarter-over-quarter.
  • 29 funds opened new First Trust Enhanced Short Maturity ETF positions in Q2 2020 and 18 closed out, a net change of +11 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q2 2020 was Jane Street, an estimated $126M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q2 2020 was First Trust Advisors, an estimated $197M sold.

Based on aggregated 13F filings for Q2 2020.