FT

Franklin Universal Trust
FT

Overview Fund Activity

45 hedge funds and large institutions have $30.8M invested in Franklin Universal Trust in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 9 closing their positions.

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
12
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$637K
2
AAM
2
Advisors Asset Management
Colorado
$1.32M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.92M
4
Wells Fargo
4
Wells Fargo
California
$4.06M
5
Stifel Financial
5
Stifel Financial
Missouri
$2.12M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$1.25M
2
BFM
2
Boothbay Fund Management
New York
$0
3
RJA
3
Raymond James & Associates
Florida
$910K
4
SFS
4
Shaker Financial Services
Virginia
$0
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DA
26
Doliver Advisors
Texas
$127K 16,346 -1,743 -10%
CL
27
CSS LLC
Illinois
$120K 15,424 +62 +0.4%
SWM
28
SeaCrest Wealth Management
New York
$114K 14,639 -4,657 -24%
FIB
29
First Interstate Bank
Montana
$109K 14,000 – –
CAN
30
Cetera Advisor Networks
California
$98K 12,600 – –
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$98K 12,544 +12,544 New
FIA
32
FNY Investment Advisers
New York
$96K 12,428 +2,595 +26%
MAFM
33
Mid Atlantic Financial Management
Pennsylvania
$88K 11,360 +11,360 New
MC
34
Matisse Capital
Oregon
$87K 11,187 -1,700 -13%
RTS
35
Round Table Services
New Jersey
$87K 11,187 -1,700 -13%
RJT
36
Raymond James Trust
Florida
$83K 10,689 – –
NFG
37
Next Financial Group
Texas
$54K 6,939 -1,369 -16%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$33K 4,252 – –
PA
39
Parallel Advisors
California
$22K 2,800 – –
TWM
40
TLW Wealth Management
Florida
$19K 2,413 +2,413 New
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$8K 1,010 +1,010 New
VCP
42
Verus Capital Partners
Arizona
$7K 944 +944 New
PWMG
43
Prestige Wealth Management Group
New Jersey
$5K 650 – –
PCG
44
Private Capital Group
Connecticut
$5K 729 +729 New
BFM
45
Boothbay Fund Management
New York
– – -260,403 Closed
SFS
46
Shaker Financial Services
Virginia
– – -100,545 Closed
LCM
47
Landscape Capital Management
New Jersey
– – -93,235 Closed
SKK
48
Shepherd Kaplan Krochuk
Massachusetts
– – -38,700 Closed
Mercer Global Advisors
49
Mercer Global Advisors
Colorado
– – -11,613 Closed
SCM
50
Saba Capital Management
New York
– – -10,058 Closed
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