FT

Franklin Universal Trust
FT

Overview Fund Activity

29 hedge funds and large institutions have $16.4M invested in Franklin Universal Trust in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
29
Holders Change
-3
Holders Change %
-9.38%
% of All Funds
0.94%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
9
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$5.38M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$376K
3
DA
3
Doliver Advisors
Texas
$545K
4
SFS
4
Shaker Financial Services
Virginia
$1.77M
5
SNC
5
Stifel Nicolaus & Co
Missouri
$445K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$2.84M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
TC
3
TFS Capital
Pennsylvania
$161K
4
Morgan Stanley
4
Morgan Stanley
New York
$613K
5
Wells Fargo
5
Wells Fargo
California
$1.05M
Name Market Value Shares Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$15K 2,250 +2,250 New
PAS
27
Partnervest Advisory Services
California
$8K 1,170 -275 -19%
ECM
28
ETrade Capital Management
Virginia
$2K 255 +4 +2%
TRCT
29
Tower Research Capital (TRC)
New York
$1K 169 -10 -6%
WAM
30
Wolverine Asset Management
Illinois
– – -82,268 Closed
FNYS
31
First New York Securities
New York
– – -14,015 Closed
RCM
32
Rivernorth Capital Management
Florida
– – -13,700 Closed
Ameriprise
33
Ameriprise
Minnesota
– – -999 Closed
MA
34
MCF Advisors
Kentucky
– – -920 Closed
1
2