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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
51
American International Group
New York
$67.2K -$25.1K -1,546 -27%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$53K -$46.6K -2,867 -47%
OIA
53
Optimum Investment Advisors
Illinois
$44K – – –
RIA
54
Regal Investment Advisors
Michigan
$41K – – –
TRCT
55
Tower Research Capital (TRC)
New York
$34K +$33.3K +2,048 New
US Bancorp
56
US Bancorp
Minnesota
$33K – – –
NFG
57
Next Financial Group
Texas
$32K -$23.5K -1,444 -42%
PAM
58
Panagora Asset Management
Massachusetts
$23K -$56.9K -3,504 -71%
Fifth Third Bancorp
59
Fifth Third Bancorp
Ohio
$22K – – –
CFA
60
Carroll Financial Associates
North Carolina
$18K – – –
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$16K +$16.2K +1,000 New
Creative Planning
62
Creative Planning
Kansas
$14K +$10.8K +666 +330%
FANJ
63
Financial Architects (New Jersey)
New Jersey
$5K – – –
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$5K +$5.39K +332 New
MA
65
MUFG Americas
New York
$1K +$114 +7 +19%
AQR Capital Management
66
AQR Capital Management
Connecticut
– -$2.59M -161,679 Closed
TC
67
TFS Capital
Pennsylvania
– -$818K -51,114 Closed
PAM
68
PVG Asset Management
Colorado
– -$521K -32,590 Closed
WA
69
WFG Advisors
Texas
– -$430K -26,877 Closed
VKH
70
Virtu KCG Holdings
New York
– -$410K -25,651 Closed
KSCM
71
Kamunting Street Capital Management
Florida
– -$328K -20,525 Closed
BFM
72
Boothbay Fund Management
New York
– -$255K -15,960 Closed
OFG
73
OTA Financial Group
New York
– -$237K -14,839 Closed
Goldman Sachs
74
Goldman Sachs
New York
– -$228K -14,239 Closed
ST
75
Sentinel Trust
Texas
– -$162K -10,095 Closed
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