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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD

Delisted

FSD was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.7M +$5.61M +345,550 +14%
Wells Fargo
2
Wells Fargo
California
$16.6M +$2.94M +180,819 +22%
TAM
3
Third Avenue Management
New York
$13.3M +$257K +15,805 +2%
RCM
4
Rivernorth Capital Management
Florida
$13.1M +$1.22M +75,419 +10%
Bank of America
5
Bank of America
North Carolina
$12.2M +$1.6M +98,497 +15%
EVM
6
Eaton Vance Management
Massachusetts
$7.65M +$771K +47,481 +11%
UBS Group
7
UBS Group
Switzerland
$6.62M -$306K -18,813 -4%
PRCM
8
Pine River Capital Management
Minnesota
$6.3M – – –
SCM
9
Saba Capital Management
New York
$5.7M -$2.09M -128,688 -27%
Invesco
10
Invesco
Georgia
$5.55M -$104K -6,426 -2%
COLIM
11
City of London Investment Management
United Kingdom
$4.88M – – –
CC
12
Carlson Capital
Texas
$3.68M +$942K +58,000 +35%
RJA
13
Raymond James & Associates
Florida
$3.48M +$194K +11,939 +6%
AA
14
AQR Arbitrage
Connecticut
$3.23M +$3.2M +197,271 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.54M +$278K +17,112 +12%
AAM
16
Advisors Asset Management
Colorado
$2.41M -$989K -60,919 -29%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$2.21M -$27K -1,660 -1%
LPL Financial
18
LPL Financial
California
$2.11M +$84.5K +5,201 +4%
WAM
19
Wolverine Asset Management
Illinois
$2.1M +$2.09M +128,421 New
AI
20
Atria Investments
North Carolina
$1.84M -$1.17M -72,330 -39%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$1.79M +$195K +12,000 +12%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.73M +$113K +6,962 +7%
Citigroup
23
Citigroup
New York
$1.3M +$1.28M +79,112 New
YMRC
24
Yorktown Management & Research Company
Virginia
$1.23M +$1.22M +74,900 New
GC
25
Guggenheim Capital
Illinois
$1.17M -$329K -20,253 -22%
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